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EX-99.1 - EXHIBIT 99.1 - Finward Bancorptv506259_ex99-1.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

________________________

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report: November 2, 2018

 

NORTHWEST INDIANA BANCORP

(Exact name of registrant as specified in its charter)

 

 

Indiana 000-26128 35-1927981
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

 

9204 Columbia Avenue

Munster, Indiana 46321

(Address of principal executive offices) (Zip Code)

 

(219) 836-4400

(Registrant's telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

xWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

 

Item 2.02.Results of Operations and Financial Condition

 

On November 2, 2018, NorthWest Indiana Bancorp (the “Bancorp”) issued a press release reporting its unaudited financial results for the nine and three months ending September 30, 2018. A copy of the press release is filed as Exhibit 99.1 to this report and is incorporated herein by reference.

 

Item 8.01.Other Events.

 

In addition, the earnings release references information regarding the previously announced proposed merger transaction between the Bancorp and AJS Bancorp, Inc.

 

Item 9.01.Financial Statements and Exhibits.

 

(d) Exhibits.

 

99.1Earnings release for the nine and three months ended September 30, 2018 and Unaudited Consolidated Condensed Balance Sheets as of September 30, 2018 and Consolidated Condensed Statements of Income and Selected Financial Data for the nine and three months ended September 30, 2018.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: November 2, 2018

 

  NORTHWEST INDIANA BANCORP
     
     
By: /s/ Robert T. Lowry
    Name: Robert T. Lowry
    Title:

Executive Vice President,

Chief Financial Officer and Treasurer

 

 

 

 

INDEX TO EXHIBITS

 

Exhibit  
Number Description
  
99.1Earnings release for the nine and three months ended September 30, 2018 and Unaudited Consolidated Condensed Balance Sheets as of September 30, 2018 and Consolidated Condensed Statements of Income and Selected Financial Data for the nine and three months ended September 30, 2018.