Attached files
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| EX-31.2 - WESTMOUNTAIN Co | ex31_2.htm |
| EX-31.1 - WESTMOUNTAIN Co | ex31_1.htm |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment 1)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the Quarterly period ended June 30, 2018
[] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Commission File No. 0-53030
WESTMOUNTAIN COMPANY
(Exact Name of Issuer as specified in its charter)
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Colorado
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26-1315305
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(State or other Jurisdiction of Incorporation)
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(IRS Employer Identification Number)
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3463 Magic Drive, Suite 120
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San Antonio, TX 78229
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(Address of principal executive offices, including zip code)
(210) 767-2727
(Registrant's telephone number including area code)
(Former Name or Former Address, if Changed Since the Last Report)
Indicate by check mark whether the registrant: (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports); and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ]
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T(Section 232.405 of this chapter) during the preceding 12 months(or such shorter period that the registrant was required to submit and post such files. Yes [X] No [ ]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or, an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer", "smaller reporting company", and "emerging growth company", in Rule 12b-2 of the Exchange Act.
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Large accelerated filer [ ]
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Accelerated filer [ ]
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Non-accelerated filer [ ]
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Smaller reporting company [X]
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(Do not check if smaller reporting company)
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Emerging growth company [ ]
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act) Yes [] No [X]
The number of shares outstanding of the registrant's common stock, as of the latest practicable date, September 21, 2018, was 54,798,761.
EXPLANATORY NOTE
This Amendment No. 1 on Form 10-Q/A (this "Amendment") amends the Quarterly Report on Form 10-Q of WestMountain Company (the "Company") for the quarter ended June 30, 2018, filed with the Securities and Exchange Commission (the "SEC") on September 28, 2018 (the "Original Filing").
This Amendment is being filed solely to amend the cover page to indicate that the registrant 1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and has been subject to such filing requirements for the past 90 days; and 2) has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (Section 232.405 of this chapter) during the preceding 12 months (or such shorter period that the registrant was required to submit and post such files.
In connection with this Amendment, we are including in Part II, Item 6, the currently dated certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, which are attached hereto as Exhibits 31.1 and 31.2. Because no financial statements are included in this Amendment and this Amendment does not contain or amend any disclosure with respect to Items 307 and 308 of Regulation S-K, paragraphs 3, 4 and 5 of the certifications have been omitted. No other changes have been made to the Original Filing.
Except as described above, this Amendment does not alter or affect any other part or other information set forth in the Original Filing. This Amendment does not reflect events that may have occurred subsequent to the filing of the Original Filing or modify or update in any way disclosures made in the Original Filing. Accordingly, this Amendment should be read in conjunction with the Original Filing and the Company's other filings with the SEC.
PART II OTHER INFORMATION
ITEM 6. EXHIBITS
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Exhibit
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Filed or
Furnished
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Number
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Exhibit Description
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Herewith
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X
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| 31.2 | X | ||||
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized November 1, 2018.
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WESTMOUNTAIN COMPANY
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By: /s/ James R. Garvin
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James R. Garvin, Chief Executive Officer and Director
(Principal Executive Officer)
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By: /s/ Henry C. Bourg
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Henry C. Bourg, Chief Financial Officer
(Principal Accounting and Financial Officer)
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