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EX-99.1 - EX-99.1 - Sterling Bancorp, Inc.a18-37247_1ex99d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): October 29, 2018

 


 

STERLING BANCORP, INC.

(Exact name of registrant as specified in its charter)

 


 

Michigan

 

001-38290

 

38-3163775

(State or other jurisdiction

 

(Commission

 

(IRS Employer

of incorporation)

 

File No.)

 

Identification No.)

 

One Towne Square, Suite 1900

Southfield, Michigan 48076

(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code: (248) 355-2400

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. x

 

 

 


 

Item 2.02.             Results of Operations and Financial Condition.

 

On October 29, 2018, the Registrant issued a press release announcing its results of operations for its third quarter ended September 30, 2018.  The press release is attached as Exhibit No. 99.1 and is incorporated herein by reference.

 

This information in this Current Report on Form 8-K and the accompanying Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filings under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing, unless expressly incorporated by reference in such filing.

 

Item 9.01.             Financial Statements and Exhibits.

 

(d)      Exhibits

 

The following exhibit is furnished herewith:

 

EXHIBIT

 

 

NUMBER

 

EXHIBIT DESCRIPTION

 

 

 

99.1

 

Press Release of Sterling Bancorp, Inc. dated October 29, 2018

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

STERLING BANCORP, INC.

 

 

 

Dated: October 29, 2018

 

 

 

 

 

 

By:

/s/ THOMAS LOPP

 

 

Thomas Lopp

 

 

President, Chief Operations Officer and Chief Financial Officer

 

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