AND EXCHANGE COMMISSION
to Section 13 or 15(d) of the
Exchange Act of 1934
of Report (date of earliest event reported): October 18, 2018
FARGO & COMPANY
name of registrant as specified in its charter)
or other jurisdiction
Montgomery Street, San Francisco, California 94104
of principal executive offices) (Zip Code)
telephone number, including area code: 1-866-249-3302
name or former address, if changed since last report)
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405)
or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).
growth company ☐
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Statements and Exhibits|
are filed herewith in connection with the Registration Statement on Form S-3 (File No. 333-221324) filed by Wells Fargo
& Company with the Securities and Exchange Commission.
October 18, 2018, Wells Fargo & Company issued the following Medium-Term Notes, Series S: Principal at Risk Securities
Linked to the Lowest Performing of the S&P 500® Index and the EURO STOXX 50® Index due October
20, 2021 (the “Notes”).
purpose of this Current Report is to file with the Securities and Exchange Commission the form of Note related to such issuance
and the opinion of Faegre Baker Daniels LLP regarding the Notes.
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
FARGO & COMPANY|
Le Roy Davis|
Vice President and Assistant Treasurer|