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EX-99.1 - EXHIBIT 99.1 - Telaria, Inc.a991guidance.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
October 4, 2018
Date of Report (Date of earliest event reported)
Telaria, Inc.
(Exact name of registrant as specified in its charter)

Delaware
 
001-35982
 
20-5480343
(State or other jurisdiction
 
(Commission
 
(IRS Employer
of incorporation)
 
File Number)
 
Identification No.)

222 Broadway, 16th Floor
 
 
New York, New York
 
10038
(Address of principal executive offices)
 
(Zip Code)
Registrant’s telephone number, including area code: (646) 723-5300
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ý
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ý





Item 2.02. Results of Operations and Financial Condition.

On October 4, 2018, Telaria, Inc. (the “Company”) issued a press release announcing its preliminary financial results for the quarter ended September 30, 2018 and revised outlook for fiscal year 2018, as well as the approval of a new share repurchase plan, under which the Company is authorized to purchase up to $20 million of its common stock over the 18-month period beginning October 2, 2018. A copy of the press release is furnished as Exhibit 99.1 to this current report on Form 8-K.

The information included in this Item 2.02 and the Exhibit attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

Item 9.01.     Financial Statements and Exhibits.

(d)  Exhibits.

The Company hereby furnishes the following exhibit:
 
 
Press release dated October 4, 2018.






INDEX TO EXHIBITS


Exhibit No.
 
Description
 
 
 
99.1
 
 
 
 






SIGNATURE
Pursuant to the requirements of the Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.


 
 
 
TELARIA, INC.
 
 
 
 
Dated:
October 4, 2018
By:
/s/ John Rego
 
 
 
John Rego
 
 
 
Chief Financial Officer