Attached files
| file | filename |
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| EX-99.1 - EXHIBIT 99.1 - Business First Bancshares, Inc. | ex_123900.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): September 17, 2018
BUSINESS FIRST BANCSHARES, INC.
(Exact name of registrant as specified in its charter)
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Louisiana |
333-200112 |
20-5340628 |
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(State of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
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500 Laurel Street, Suite 101 Baton Rouge, Louisiana |
70801 |
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(Address of principal executive offices) |
(Zip code) |
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Registrant’s telephone number, including area code: (225) 248-7600 |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 40 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☒
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7.01 |
Regulation FD Disclosure. |
Business First Bancshares, Inc. (the “Company”) appointed Computershare Trust Company, N.A. (“Computershare”) as its transfer agent and registrar effective September 17, 2018. All the Company’s registered shares of common stock have been transferred from American Stock Transfer & Trust Company, LLC to Computershare. The Company sent a letter to its shareholders regarding the change. A copy of the Company’s form letter to its stockholders is attached hereto as Exhibit 99.1.
The information in this Item 7.01, including Exhibit 99.1, is being furnished pursuant to Item 7.01 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to liabilities of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act, unless specifically identified therein as being incorporated therein by reference.
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9.01 |
Financial Statements and Exhibits. |
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(d) |
Exhibits. |
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The following exhibits are furnished herewith. |
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Exhibit No. |
Description of Exhibit |
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99.1 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated: September 17, 2018
| Business First bancshares, inc. | |||
| By: | /s/ David R. Melville, III | ||
| David R. Melville, III | |||
| President and Chief Executive Officer | |||
EXHIBIT INDEX
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Exhibit No. |
Description of Exhibit |
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99.1 |
Shareholder Letter Re: Transfer Agent Change |