UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
____________________
FORM
8-K
____________________
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of Report
(Date of earliest event reported): August 9, 2018
____________________
NOVUME SOLUTIONS, INC.
(Exact name of
registrant as specified in its charter)
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Delaware
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000-55833
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81-5266334
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(State or Other
Jurisdiction
of
Incorporation)
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(Commission File
Number)
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(IRS
Employer
Identification
No.)
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14420 Albemarle Point Place, Suite 200,
Chantilly, VA, 20151
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(Address of
Principal Executive Offices)
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Registrant's
Telephone Number, Including Area Code: (703) 953-3838
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Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐ Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
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☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
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☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this
chapter)
Emerging Growth
Company
☐
If
an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the
Exchange Act. ☐
1
Item 5.07 Submission
of Matters to a Vote of Security Holders
On August 9, 2018, Novume Solutions, Inc. (the
“Company”) held its held its Annual Meeting of
Stockholders (the “Annual Meeting”). An
aggregate of 11,510,163 shares held by holders of the
Company’s voting stock, constituting a quorum, were
represented in person or by valid proxies at the Annual Meeting.
The final results for each of the matters submitted to a vote of
shareholders at the Annual Meeting, as set forth in the Definitive
Proxy Statement, filed with the Securities and Exchange Commission
on June 26, 2018, are as follows:
Proposal 1: At the Annual
Meeting, the terms of all seven (7) members of the Board of
Directors expired. All of the seven nominees for director were
re-elected to serve until the next annual meeting of shareholders
and until their successors are named and qualified, or until their
earlier resignation or removal. The result of the votes to elect
the seven directors was as follows:
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Directors
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For
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Withheld
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Broker Non-Votes
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James
K. McCarthy
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11,504,225
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5,938
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-
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Robert
Berman
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10,529,695
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980,468
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-
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Dr.
Richard Nathan
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11,504,225
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5,938
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-
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Glenn
Goord
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10,529,695
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980,468
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-
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Paul
A. de Bary
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10,528,029
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982,134
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-
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Christine
J. Harada
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10,973,654
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536,509
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-
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Marta
Tienda
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10,975,320
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534,843
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-
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Proposal 2: At the Annual Meeting, the shareholders ratified
the appointment of BD & Company, Inc. as our independent public
accountant for the fiscal year ending December 31, 2018. The result
of the votes to approve BD & Company, Inc. was as
follows:
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For
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Against
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Abstain
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Broker Non-Vote
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11,510,121
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42
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-
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-
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Proposal 3: The compensation of the Company’s named
executive officers was approved, on an advisory basis, by the votes
set forth in the table below:
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For
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Against
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Abstain
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Broker Non-Vote
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10,422,359
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112,821
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974,983
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-
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Proposal 4: The shareholders voted
to conduct an advisory shareholder vote every three years on the
compensation of the Company’s executive officers named in the
proxy statement’s summary compensation table, with the
proposal receiving the votes set forth in the table
below:
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1
Year
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2
Years
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3
Years
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Abstain
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Broker Non-Vote
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2,196,484
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7,695
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8,985,909
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319,875
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-
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2
SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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Novume
Solutions, Inc.
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(Registrant)
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Date: August 15,
2018
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/s/ Robert A.
Berman
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Name:
Robert A. Berman
Title:
Chief Executive Officer
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3