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EX-99.1 - TRINITY CAPITAL CORPexhibit99_1.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report: July 31, 2018

TRINITY CAPITAL CORPORATION
(Exact name of Registrant as specified in its charter)

New Mexico
(State or other jurisdiction of incorporation)

000-50266
 
85-0242376
(Commission File Number)
 
(I.R.S. Employer Identification Number)
     
1200 Trinity Drive, Los Alamos, New Mexico
 
87544
(Address of principal executive offices)
 
(Zip Code)

 
(505) 662-5171
 
 
(Registrant's telephone number, including area code)
 





Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ]
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





Item 7.01
 
Regulation FD Disclosure

On July 31, 2018 and August 1, 2018, Trinity Capital Corporation participated in the 19th annual Keefe, Bruyette & Woods Community Bank Investor Conference in New York.  A copy of the investor presentation that was used at the conference is attached hereto as exhibit 99.1. 
 
On August 8th and 9th, 2018, Trinity Capital Corporation is participating in the 2018 Boenning & Scattergood Community Bank Forum.  The same investor presentation will be used at this conference and is attached hereto as exhibit 99.1.
 
The information furnished under Item 7.01 of the Current Report shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
 
Item 9.01
 
Financial Statements, Pro Forma Financial Information and Exhibits
     
(d)
 
Exhibits
     
 
Investor presentation for KBW Community Bank Investor Conference and Boenning & Scattergood Community Bank Forum
 
 
 
 
 
 
 



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
TRINITY CAPITAL CORPORATION
   
   
Dated:  August 1, 2018
By:
/s/ John S. Gulas
   
John S. Gulas
President & Chief Executive Officer