Attached files

file filename
EX-99.1 - EXHIBIT 99.1 - WALKER INNOVATION INC.ex_117971.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported) July 20, 2018

 

WALKER INNOVATION INC.

(Exact name of registrant as specified in charter)

Delaware

 

001-33700

30-0342273

(State or other jurisdiction of incorporation)

 (Commission File Number)

(IRS Employer
Identification No.)

 

Two High Ridge Park

Stamford, CT 06905

(Address Of Principal Executive Offices) (Zip Code)

 

(203) 263-9362

(Registrant’s Telephone Number, Including Area Code)

 

_____________________

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of registrant under any of the following provisions:

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[X] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

Item 8.01

Other Events.

 

On July 20, 2018, the Board of Directors of Walker Innovation Inc. (the “Company”) set the date of the Special Meeting of Stockholders of the Company (the “Special Meeting”) to be held to approve the dissolution and complete liquidation of the Company pursuant to a Plan of Complete Liquidation and Dissolution and the related record date and filed a preliminary a proxy statement with respect to the Special Meeting with the Securities and Exchange Commission.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits 

 

Exhibit

Number

Description

99.1

Press Release dated July 23, 2018

 

 

2

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Dated: July 23, 2018

 

WALKER INNOVATION INC.

 

 

 

 

 

 

 

 

 

 

By:

/s/ Jonathan Siegel

 

 

Name:

Jonathan Siegel

 

 

Title:

CEO

 

 

 

 

3