Attached files
file | filename |
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EX-10.27 - EX-10.27 - Bloom Energy Corp | d96446dex1027.htm |
EX-10.23 - EX-10.23 - Bloom Energy Corp | d96446dex1023.htm |
EX-10.14 - EX-10.14 - Bloom Energy Corp | d96446dex1014.htm |
EX-5.1 - EX-5.1 - Bloom Energy Corp | d96446dex51.htm |
EX-3.3 - EX-3.3 - Bloom Energy Corp | d96446dex33.htm |
As filed with the Securities and Exchange Commission on July 19, 2018
Registration No. 333-225571
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 2 to
FORM S-1
REGISTRATION STATEMENT
Under
the Securities Act of 1933
BLOOM ENERGY CORPORATION
(Exact name of Registrant as specified in its charter)
Delaware | 3620 | 77-0565408 | ||
(State or other jurisdiction of incorporation or organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification Number) |
1299 Orleans Drive
Sunnyvale, California 94089
(408) 543-1500
(Address, including zip code, and telephone number, including area code, of Registrants principal executive offices)
KR Sridhar
Chief Executive Officer
Bloom Energy Corporation
1299 Orleans Drive
Sunnyvale, California 94089
(408) 543-1500
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Gordon K. Davidson, Esq. Sayre E. Stevick, Esq. Jeffrey R. Vetter, Esq. Fenwick & West LLP Silicon Valley Center 801 California Street Mountain View, California 94041 (650) 988-8500 |
Shawn M. Soderberg, Esq. Bloom Energy Corporation 1299 Orleans Drive Sunnyvale, California 94089 (408) 543-1500 |
Alan F. Denenberg, Esq. Davis Polk & Wardwell LLP 1600 El Camino Real Menlo Park, CA 94025 (650) 752-2000 |
Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☐ | |||
Non-accelerated filer | ☒ (Do not check if a smaller reporting company) | Smaller reporting company | ☐ | |||
Emerging Growth Company | ☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION OF REGISTRATION FEE
| ||||||||
Title of Each Class of Securities to be Registered |
Amount to be Registered(1) |
Proposed Maximum Offering Price per Share |
Proposed Maximum Aggregate Offering Price(1) |
Amount of Registration Fee(2) | ||||
Class A Common Stock, par value $0.0001 per share |
20,700,000 | $15.00 | $310,500,000 |
$38,658 | ||||
| ||||||||
|
(1) | Estimated solely for the purpose of computing the amount of the registration fee pursuant to Rule 457(a) under the Securities Act of 1933, as amended. Includes additional shares that the underwriters have the option to purchase. |
(2) | Previously paid. |
The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a) may determine.
Explanatory Note
This Amendment No. 2 to the Registration Statement on Form S-1 (File No. 333-225571) is being filed solely for the purposes of filing certain exhibits as noted in the exhibit index and amending the disclosures in Item 16 of Part II of the Registration Statement. No changes or additions are being made hereby to the preliminary prospectus constituting Part I of the Registration Statement or to Items 13, 14, 15 or 17 of Part II of the Registration Statement. Accordingly, the preliminary prospectus constituting Part I of the Registration Statement and Items 13, 14, 15 and 17 of Part II of the Registration Statement have been omitted.
Part II
Information Not Required in Prospectus
Item 16. Exhibits and Financial Statement Schedules.
D. Exhibits.
II-1
II-2
II-3
* | Previously filed. |
| Confidential treatment requested with respect to portions of this exhibit. |
(b) Financial Statements Schedules. All schedules are omitted because they are not applicable or the required information is shown in the financial statements or notes thereto.
II-4
Signatures
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Amendment No. 2 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Sunnyvale, State of California, on the 19 day of July, 2018.
BLOOM ENERGY CORPORATION | ||
By: |
/s/ KR Sridhar | |
KR Sridhar | ||
Founder, President, Chief Executive Officer and Director |
Pursuant to the requirements of the Securities Act of 1933, this amendment to the Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
Signature |
Title |
Date | ||
/s/ KR Sridhar KR Sridhar |
Founder, President, Chief Executive Officer and Director (Principal Executive Officer) |
July 19, 2018 | ||
/s/ Randy Furr Randy Furr |
Chief Financial Officer (Principal Financial and Accounting Officer) |
July 19, 2018 | ||
* Kelly A. Ayotte |
Director |
July 19, 2018 | ||
* Mary K. Bush |
Director |
July 19, 2018 | ||
* John Doerr |
Director |
July 19, 2018 | ||
* Colin L. Powell |
Director |
July 19, 2018 | ||
* Scott Sandell |
Director |
July 19, 2018 | ||
* Peter Teti |
Director |
July 19, 2018 | ||
* Eddy Zervigon |
Director |
July 19, 2018 |
* By: | /s/ Randy Furr /s/ Randy Furr |
Attorney-in-fact |
July 19, 2018 |
II-5