SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d)
Securities Exchange Act of 1934
Date of Report: July 10, 2018
(Date of earliest event reported)
WhiteHorse Finance, Inc.
(Exact name of registrant as specified
in its charter)
(State or other jurisdiction
1450 Brickell Avenue, 31st Floor
|(Address of principal executive offices)
(Registrant’s telephone number,
including area code)
(Former Name or Former Address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 8.01 Other Events.
On July 10, 2018, WhiteHorse Finance, Inc.
(the “Company”) notified American Stock Transfer & Trust Company, LLC, the trustee (the “Trustee”)
for the Company’s 6.50% Senior Notes due 2020 (the “Notes”), of the Company’s election to redeem the $30,000,000
aggregate principal amount of the Notes outstanding, and instructed the Trustee to provide notice of such redemption to the holders
of the Notes in accordance with the terms of the indenture governing the Notes. The Company expects the redemption to be completed
on August 9, 2018. Following the redemption, none of the Notes will remain outstanding, and they will be delisted from the NASDAQ
Global Select Market. This Current Report on Form 8-K does not constitute a notice of redemption of the Notes.
On July 12, 2018, the Company issued a press
release that announced the redemption of the Notes. A copy of the press release is furnished as Exhibit 99.1 to this report on
Form 8-K and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|Dated: July 12, 2018
||WHITEHORSE FINANCE, INC.|
||/s/ Edward J. Giordano
||Edward J. Giordano|
||Interim Chief Financial Officer|