UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 12, 2018

 

NEW YORK & COMPANY, INC.

(Exact name of registrant as specified in its charter)

 

DELAWARE
(State or other jurisdiction of
incorporation)

 

1-32315
(Commission File Number)

 

33-1031445
(IRS Employer Identification No.)

 

330 West 34th Street
9
th Floor
New York, New York 10001
(Address of principal executive offices, including  Zip Code)

 

(212) 884-2000
(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

 



 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

In accordance with the New York & Company, Inc. (the “Company”) notice and proxy statement dated May 2, 2018, the Company held its Annual Meeting of Stockholders on June 12, 2018 (the “meeting”). Holders of 61,462,802 shares of the Company’s common stock were present in person or by proxy, representing approximately 95.9% of the Company’s 64,081,576 shares outstanding on the record date of April 20, 2018. The following matters were voted upon and approved by the Company’s stockholders at the meeting:

 

Proposal 1 — Election of directors:

 

Name of Nominee

 

Votes
For

 

Votes
Withheld

 

Broker
Non-Votes

 

Miki Racine Berardelli

 

53,998,057

 

766,500

 

6,698,245

 

David H. Edwab

 

54,030,357

 

734,200

 

6,698,245

 

James O. Egan

 

54,034,807

 

729,750

 

6,698,245

 

Lori H. Greeley

 

54,033,147

 

731,410

 

6,698,245

 

Christy Haubegger

 

54,033,147

 

731,410

 

6,698,245

 

John D. Howard

 

54,031,058

 

733,499

 

6,698,245

 

Grace Nichols

 

54,032,897

 

731,660

 

6,698,245

 

Arthur E. Reiner

 

54,029,108

 

735,449

 

6,698,245

 

Gregory J. Scott

 

53,978,137

 

786,420

 

6,698,245

 

 

Proposal 2 — To ratify the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for fiscal year 2018:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

61,406,882

 

5,374

 

50,546

 

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

NEW YORK & COMPANY, INC.

 

 

 

 

/s/ Sheamus Toal

Date: June 14, 2018

Name:

Sheamus Toal

 

Title:

Executive Vice President and Chief Financial Officer

 

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