UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

 

 

FORM 8-K

 

 

Current

Report Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

May 22, 2018

 

 

TriCo Bancshares

(Exact name of registrant as specified in its charter)

 

 

 

California   0-10661   94-2792841
(State or other jurisdiction
of incorporation or organization)
  (Commission
File No.)
  (I.R.S. Employer
Identification No.)

 

63 Constitution Drive, Chico, California   95973
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (530) 898-0300

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

On May 22, 2018, TriCo Bancshares (the “Company”) held its 2018 annual meeting of shareholders. As of the record date for the annual meeting, there were 22,968,323 shares of common stock outstanding entitled to vote on all proposals presented at the annual meeting. At the annual meeting, the Company’s shareholders (i) elected all 10 nominees to the Company’s Board of Directors, (ii) approved the compensation of the Company’s executive officers on an advisory (nonbinding) basis, and (iii) ratified the selection of Moss Adams, LLP as the Company’s principal independent auditor for 2018. The following are the voting results of each matter submitted to the Company’s shareholders at the annual meeting.

 

  1. Election of the following 10 nominees to the Company’s Board of Directors:

 

Nominee

   For      Withheld      Abstained/
Broker
Non-Votes
 

Donald J. Amaral

     17,052,443        295,684        2,870,522  

William J. Casey

     16,720,402        627,725        2,870,522  

L. Gage Chrysler III

     16,181,350        1,167,493        2,870,522  

Craig S. Compton

     16,717,370        630,757        2,870,522  

Cory W. Giese

     17,192,622        155,505        2,870,522  

John S. A. Hasbrook

     17,053,023        295,104        2,870,522  

Michael W. Koehnen

     17,051,852        296,274        2,870,522  

Martin A. Mariani

     17,237,205        110,922        2,870,522  

Richard P. Smith

     17,258,981        89,146        2,870,522  

W. Virginia Walker

     17,238,897        109,230        2,870,522  

 

  2. Advisory (nonbinding) resolution to approve the compensation of the Company’s executives:

 

     Votes  

For

     16,619,160  

Against

     513,506  

Abstain

     216,177  

Broker Non-Votes

     2,870,522  

 

  3. Ratification of Moss Adams LLP as the Company’s independent public accountants for the 2018 fiscal year:

 

     Votes  

For

     20,039,482  

Against

     39,946  

Abstain

     139,937  

Broker Non-Votes

     0  

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 24, 2018    

TRICO BANCSHARES

            (Registrant)

      By:   /s/ Richard P. Smith
        Richard P. Smith
        President, Chief Executive Officer

 

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