SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15 (d) of
The Securities and Exchange Act of 1934
DATE OF REPORT:
May 17, 2018
(Date of Earliest Event Reported)
MASSACHUSETTS
(State or Other Jurisdiction of Incorporation)
1-9047 | 04-2870273 | |
(Commission File Number) | (I.R.S. Employer identification No.) | |
INDEPENDENT BANK CORP. | ||
Office Address: | 2036 Washington Street, Hanover, Massachusetts | 02339 |
Mailing Address: | 288 Union Street, Rockland, Massachusetts | 02370 |
(Address of Principal Executive Officers) | (Zip Code) | |
NOT APPLICABLE
(Former Address of Principal Executive Offices)
(Zip Code)
781-878-6100
(Registrant’s Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17CFR 230.405)) or Rule 12b-2 of the Exchange Act (17CFR 240.12b-2).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. o
Item 5.07 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
Shareholders voted upon the proposals set forth below at the Company’s 2018 Annual Shareholders Meeting held on May 17, 2018. Voting results are, when applicable, reported by rounding fractional share voting up or down to the nearest round number.
(1) Proposal to reelect Donna L. Abelli, Kevin J. Jones, Mary L. Lentz, John J. Morrissey, and Frederick Taw to serve as Class I Directors. All nominees were reelected. The results of voting were as follows:
For | Against | Abstain | Broker Non-Votes | |
Donna L. Abelli | 21,868,273 | 276,229 | 28,046 | 3,038,946 |
Kevin J. Jones | 21,717,565 | 426,630 | 28,352 | 3,038,946 |
Mary L. Lentz | 22,067,060 | 77,442 | 28,046 | 3,038,946 |
John J. Morrissey | 21,224,786 | 919,351 | 28,410 | 3,038,946 |
Frederick Taw | 22,057,521 | 87,842 | 27,184 | 3,038,946 |
(2) Proposal to approve the Company's 2018 Non-Employee Director Stock Plan. The proposal was approved. The results of voting were as follows:
For | Against | Abstain | Broker Non-Votes |
21,568,656 | 585,235 | 18,657 | 3,038,946 |
(3) Proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2018. The proposal was approved. The results of voting were as follows:
For | Against | Abstain | Broker Non-Votes |
24,645,750 | 544,878 | 20,866 | — |
(4) Proposal to approve, on an advisory basis, the compensation of our named executive officers. The proposal was approved. The results of voting were as follows:
For | Against | Abstain | Broker Non-Votes |
21,401,505 | 715,883 | 55,160 | 3,038,946 |
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
Exhibit No. | Description |
4.1 | Independent Bank Corp. 2018 Non-Employee Director Stock Plan, incorporated by reference to Exhibit 4.1 to Form S-8 filed on May 18, 2018. |
SIGNATURE
Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned and hereunto duly authorized.
INDEPENDENT BANK CORP. | |||
Date: | May 22, 2018 | By: | /s/Edward H. Seksay |
EDWARD H. SEKSAY | |||
GENERAL COUNSEL | |||
Exhibit Index