UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 16, 2018
OTTAWA BANCORP, INC.
(Exact Name of Registrant as Specified in Its Charter)
| Maryland | 001-37914 | 81-2959182 |
| (State or other jurisdiction of | (Commission | (IRS Employer |
| incorporation or organization) | File Number) | Identification No.) |
925 LaSalle Street, Ottawa, Illinois 61350
(Address of principal executive offices) (Zip Code)
(815) 433-2525
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers |
(e) On May 16, 2018, the stockholders of Ottawa Bancorp, Inc. (the “Company”) approved the Ottawa Bancorp, Inc. 2018 Equity Incentive Plan (the “Plan”). Employees, officers and directors of the Company and its affiliates are eligible to participate in the Plan. The terms of the Plan were previously disclosed in, and a copy of the Plan was included as an appendix to, the definitive proxy materials for the Company’s 2018 annual meeting of stockholders that were filed with the Securities and Exchange Commission on April 11, 2018.
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Item 5.07 |
Submission of Matters to a Vote of Security Holders. |
The annual meeting of the stockholders of the Company was held on May 16, 2018. The final results for each of the matters submitted to a vote of stockholders at the annual meeting are as follows:
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1. |
The following individuals were elected as directors, each for a three-year term by the following vote: |
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FOR |
WITHHELD |
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Thomas M. Adler |
1,483,086 |
532,032 |
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Arthur C. Mueller |
1,878,847 |
136,271 |
There were 1,061,752 broker non-votes on the proposal.
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2. |
The Ottawa Bancorp, Inc. 2018 Equity Incentive Plan was approved by the stockholders by the following vote: |
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FOR |
AGAINST |
ABSTAIN |
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1,209,177 |
682,573 |
123,368 |
There were 1,061,752 broker non-votes on the proposal.
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3. |
The appointment of RSM US LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2018 was ratified by the stockholders by the following vote: |
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FOR |
AGAINST |
ABSTAIN |
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3,054,034 |
2,157 |
20,679 |
There were no broker non-votes on the proposal.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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OTTAWA BANCORP, INC. |
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Date: May 17, 2018 |
By: |
/s/ Jon Kranov |
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Jon Kranov |
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President and Chief Executive Officer |
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