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EX-10.1 - EX-10.1 - Innophos Holdings, Inc.d589629dex101.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) May 15, 2018

 

 

INNOPHOS HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-33124   20-1380758

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

259 Prospect Plains Road, Cranbury, New Jersey   08512
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code 609-495-2495

Not Applicable

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

     Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

As disclosed under Item 5.07 below, at the 2018 Annual Meeting of Stockholders (the “Meeting”) of Innophos Holdings, Inc. (the “Company”) held on May 15, 2018, the Company’s stockholders approved the Company’s 2018 Long-Term Incentive Plan (the “Plan”) that was previously approved by the Company’s Board of Directors and submitted to stockholders for approval at the Meeting. A summary of the Plan’s terms are set forth in the Company’s Proxy Statement on Schedule 14A relating to the Meeting filed with the Securities and Exchange Commission on April 11, 2018 (the “Proxy Statement”), which summary is incorporated herein by reference. Such summary is qualified in its entirety by reference to the Plan attached hereto as Exhibit 10.1 and incorporated herein by reference.

Item 5.07 Submission of Matters to a Vote of Security Holders.

At the Meeting, the Company’s stockholders voted on the four proposals disclosed in the Proxy Statement: (i) Proposal 1 – Election of seven members of the Board of Directors for terms extending until the next Annual Meeting; (ii) Proposal 2 – Ratification of Selection of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm for 2018; (iii) Proposal 3 – Advisory Vote on Approval of Executive Compensation; and (iv) Proposal 4 – Approval of the Plan.

The final results of the voting were as follows:

Proposal 1 – Election of Board Members

 

Director Nominee

 

For

 

Against

 

Abstain

 

Broker Non-Vote

Gary Cappeline   16,208,268   661,030   2,547   1,289,993
Kim Ann Mink   16,443,379   424,909   3,557   1,289,993
Linda Myrick   16,181,153   687,022   3,670   1,289,993
Karen Osar   16,223,604   644,572   3,669   1,289,993
John Steitz   16,269,643   599,541   2,661   1,289,993
Peter Thomas   16,459,861   409,322   2,662   1,289,993
Robert Zatta   16,474,615   394,507   2,723   1,289,993

Proposal 2 – Ratification of the Selection of Independent Registered Public Accounting Firm

 

For

 

Against

 

Abstain

 

Broker Non-Vote

17,597,910   557,166   6,762   N/A

Proposal 3 – Advisory Vote on Approval of Executive Compensation

 

For

 

Against

 

Abstain

 

Broker Non-Vote

15,587,447   1,273,446   10,952   1,289,993


Proposal 4 – Approval of the Innophos Holdings, Inc. 2018 Long-Term Incentive Plan

 

For

 

Against

 

Abstain

 

Broker Non-Vote

14,781,217   2,077,072   13,556   1,289,993

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No.

  

Description

10.1    Innophos Holdings, Inc. 2018 Long-Term Incentive Plan.


SIGNATURES

According to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

    INNOPHOS HOLDINGS, INC.
May 16, 2018     By:   /s/ Joshua Horenstein
    Name:   Joshua Horenstein
    Title:  

Senior Vice President, Chief Legal Officer

and Corporate Secretary