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EX-99.1 - EX-99.1 - UQM TECHNOLOGIES INCuqm-20180510ex99111d7cd.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 


  FORM 8-K 


CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 10, 2018    

UQM Technologies, Inc.  

(Exact Name of Registrant as Specified in Charter)

 

Colorado

 

1-10869

 

84-0579156

(State or Other Jurisdiction of Incorporation)

 

(Commission File Number)

 

(IRS Employer
Identification No.)

4120 Specialty Place
Longmont, Colorado 80504

(Address of principal executive offices, including zip code)

 

 

 

 

 

Registrant’s telephone number, including area code: (303) 682-4900

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter). Emerging growth company [  ]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [  ]

 


 

Item 2.02RESULTS OF OPERATIONS AND FINANCIAL CONDITION. 

On May 10, 2018, UQM Technologies, Inc. issued a press release reporting its first quarter results for the period ending March 31, 2018. A copy of this press release is furnished and attached hereto as Exhibit 99.1

 

The information in Item 2.02 of the Current Report, including the press release, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, (“Exchange Act”) or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act except as expressly set forth by specific reference in such filing.

 

 

Item 9.01FINANCIAL STATEMENTS AND EXHIBITS.

(d) Exhibits

 

 

 

 

 

Exhibit No.

 

Description

99.1 

Press Release, dated May 10, 2018

 

 

 

 

 

1


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

28

 

 

UQM TECHNOLOGIES, INC.

 

 

Date: May  10, 2018

By:  /s/DAVID I. ROSENTHAL    

 

         David I. Rosenthal

 

         Treasurer, Secretary and Chief Financial Officer

 

        

 

2