Attached files
| file | filename |
|---|---|
| EX-99.1 - EXHIBIT 99.1 - BayCom Corp | tv493380_ex99-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) May 8, 2018
| BAYCOM CORP |
| (Exact name of registrant as specified in its charter) |
| California | 001-38483 | 37-1849111 | ||
|
(State or other jurisdiction of incorporation) |
(Commission File No.) |
(IRS Employer Identification No.) |
| 500 Ygnacio Valley Road, Suite 200, Walnut Creek, CA | 94596 | |
| (Address of principal executive offices) | (Zip Code) |
| Registrant's telephone number, including area code: (925) 476-1800 |
| Not Applicable |
| (Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b– 2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 8.01 | Other Events. |
On May 8, 2018, BayCom Corp (the “Company”) issued a press release announcing that it had completed the sale of 3,278,900 shares of common stock, no par value per share, of the Company (the “Common Stock”), including 427,682 shares of Common Stock sold pursuant to the exercise in full by the underwriters of their option to purchase additional securities, at an initial public offering price of $22.00 per share. The offering was registered pursuant to the Company’s registration statements on Form S-1 (File Nos. 333-224236 and 333-224667). A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
| Item 9.01. | Financial Statements and Exhibits. |
| (d) | Exhibits: The following exhibits are filed herewith: |
| Exhibit No. | Description | |
| 99.1 | Press Release dated May 8, 2018 |
| 2 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
| BAYCOM CORP | |||
| Date: | May 8, 2018 | By: | /s/ George J. Guarini |
| George J. Guarini, President and Chief Executive Officer | |||
| 3 |