Attached files
file | filename |
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EX-23.1 - EXHIBIT 23.1 - BayCom Corp | tv492967_ex23-1.htm |
EX-5.1 - EXHIBIT 5.1 - BayCom Corp | tv492967_ex5-1.htm |
As filed with the Securities and Exchange Commission on May 4, 2018.
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
BAYCOM CORP
(Exact name of registrant as specified in its charter)
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California
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6022
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37-1849111
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(State or other jurisdiction of
incorporation or organization) |
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(Primary Standard Industrial
Classification Code Number) |
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(I.R.S. Employer
Identification No.) |
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500 Ygnacio Valley Road, Suite 200
Walnut Creek, CA 94596
(925) 476-1800
Walnut Creek, CA 94596
(925) 476-1800
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Keary L. Colwell
Senior Executive Vice President, Chief Financial Officer and Corporate Secretary
BayCom Corp
500 Ygnacio Valley Road, Suite 200
Walnut Creek, CA 94596
(925) 476-1800
Senior Executive Vice President, Chief Financial Officer and Corporate Secretary
BayCom Corp
500 Ygnacio Valley Road, Suite 200
Walnut Creek, CA 94596
(925) 476-1800
(Name, address, including zip code and telephone number, including area code, of agent for service)
Copies to:
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Dave M. Muchnikoff, P.C.
Michael S. Sadow, P.C. Silver, Freedman, Taff & Tiernan LLP 3299 K Street, N.W. Suite 100 Washington, DC 20007 (202) 295-4500 |
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Nikki Wolontis, Esq.
King, Holmes, Paterno & Soriano, LLP 1900 Avenue of the Stars 25th Floor Los Angeles, California 90067 (818) 631-2224 |
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Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this registration statement.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ 333-224236
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company or an emerging growth company. See the definition of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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Accelerated filer
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Non-accelerated filer
☒ (Do not check if a smaller reporting company)
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Smaller reporting company
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Emerging growth company
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION OF REGISTRATION FEE
Title of each class of securities to be registered
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Amount to be
Registered |
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Proposed
Maximum Price per Share |
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Proposed
maximum aggregate offering price |
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Amount of
registration fee(2) |
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Common Stock, no par value per share
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(1)
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| | | | $ | 22.00 | | | | | $ | 12,022,170 | | | | | $ | 1,497 | | |
(1)
Represents only the additional $12,022,170 amount of shares of common stock being registered pursuant to this registration statement, which is in addition to the $60,113,630 amount of shares of common stock registered pursuant to the related registration statement on Form S-1, as amended (File No. 333-224236).
(2)
The registration fee is calculated in accordance with Rule 457(o) under the Securities Act of 1933, as amended, based on the proposed maximum aggregate offering price. The registrant previously registered securities at an aggregate offering price not to exceed $60,113,630 on a Registration Statement on Form S-1 (File No. 333-224236), which was declared effective by the Securities and Exchange Commission on May 3, 2018. In accordance with Rule 462(b) under the Securities Act, an additional amount of securities having a proposed maximum aggregate offering price of $12,022,170 is hereby registered, which includes shares issuable upon the exercise of the underwriters’ option to purchase additional shares.
The Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act of 1933, as amended.
EXPLANATORY NOTE AND INCORPORATION BY REFERENCE
Pursuant to Rule 462(b) under the Securities Act of 1933, as amended, BayCom Corp (the “Registrant”) is filing this Registration Statement on Form S-1 (the “Registration Statement”) with the Securities and Exchange Commission (the “Commission”) solely to increase the maximum aggregate offering price of the shares to be offered in the public offering by $12,022,170, including shares that may be sold pursuant to an option to purchase additional shares granted to the underwriter. This Registration Statement relates to the public offering of securities contemplated by the Registration Statement on Form S-1, as amended (File No. 333-224236) (the “Prior Registration Statement”), which the Commission declared effective on May 3, 2018. The information set forth in the Prior Registration Statement and all exhibits to the Prior Registration Statement are incorporated by reference into this Registration Statement. The additional securities that are being registered for sale are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price set forth in the Calculation of Registration Fee table contained in the Prior Registration Statement.
The required opinion and consents are listed on the Exhibit Index attached hereto and filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on May 4, 2018.
BAYCOM CORP
By:
/s/ George J. Guarini
Name: George J. Guarini
Title: President and Chief Executive Officer
Title: President and Chief Executive Officer
Pursuant to the requirements of the Securities Act, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
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Signature
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Title
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Date
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/s/ George J. Guarini
George J. Guarini
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| | Director; President and Chief Executive Officer (principal executive officer) | | |
May 4, 2018
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/s/ Keary L. Colwell
Keary L. Colwell
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| | Senior Executive Vice President and Chief Financial Officer (principal financial officer and accounting officer)) | | |
May 4, 2018
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*
Lloyd W. Kendall, Jr.
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| | Director (Chairman) | | |
May 4, 2018
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James S. Camp
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| | Director | | |
May 4, 2018
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Harpreet S. Chaudhary
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| | Director | | |
May 4, 2018
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Rocco Davis
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| | Director | | |
May 4, 2018
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Malcolm F. Hotchkiss
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| | Director | | |
May 4, 2018
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Robert G. Laverne, MD
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| | Director | | |
May 4, 2018
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David M. Spatz
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| | Director | | |
May 4, 2018
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* By: /s/ George J. Guarini
George J. Guarini
Attorney-in-Fact |
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