Iterum Therapeutics plc - FORM S-1 - EX-4.1 - FORM OF ORDINARY SHARE CERTIFICATE OF REGISTRANT - May 1, 2018

Attached files

file filename
EX-10.5 - FORMS OF 2015 IRISH STOCK OPTION AGR, GRANT NOTICE AND NOTICE OF EXERCISE - Iterum Therapeutics plcd522368dex105.htm
EX-23.1 - CONSENT OF KPMG - Iterum Therapeutics plcd522368dex231.htm
EX-21.1 - SUBSIDIARIES OF THE REGISTRANT - Iterum Therapeutics plcd522368dex211.htm
EX-10.17 - EMPLOYMENT TERMS - JEFFREY SCHAFFNIT - Iterum Therapeutics plcd522368dex1017.htm
EX-10.15 - EMPLOYMENT TERMS - JUDITH M. MATTHEWS - Iterum Therapeutics plcd522368dex1015.htm
EX-10.14 - EMPLOYMENT TERMS - MICHAEL W. DUNNE - Iterum Therapeutics plcd522368dex1014.htm
EX-10.12 - EMPLOYMENT TERMS - COREY N. FISHMAN - Iterum Therapeutics plcd522368dex1012.htm
EX-10.11 - FORM OF INDEMNITY AGREEMENT (INTERUM THERAPEUTICS US LIMITED) - Iterum Therapeutics plcd522368dex1011.htm
EX-10.10 - FORM OF INDEMNITY AGREEMENT (REGISTRANT) - Iterum Therapeutics plcd522368dex1010.htm
EX-10.9 - FORM OF 2018 RESTRICTED SHARE UNIT AWARD AGREEMENT - Iterum Therapeutics plcd522368dex109.htm
EX-10.8 - FORMS OF 2018 INT'L STOCK OPTION TERMS AND CONDITIONS AND GRANT NOTICE - Iterum Therapeutics plcd522368dex108.htm
EX-10.7 - FORMS OF 2018 U.S. STOCK OPTION TERMS AND CONDITIONS AND GRANT NOTICE - Iterum Therapeutics plcd522368dex107.htm
EX-10.6 - 2018 EQUITY INCENTIVE PLAN - Iterum Therapeutics plcd522368dex106.htm
EX-10.4 - FORMS OF 2015 U.S. STOCK OPTION AGR, GRANT NOTICE AND NOTICE OF EXERCISE - Iterum Therapeutics plcd522368dex104.htm
EX-10.3 - 2015 EQUITY INCENTIVE PLAN - Iterum Therapeutics plcd522368dex103.htm
EX-10.2 - AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT - Iterum Therapeutics plcd522368dex102.htm
EX-10.1 - PFIZER LICENSE AGREEMENT - Iterum Therapeutics plcd522368dex101.htm
EX-5.1 - FORM OF OPINION OF A&L GOODBODY - Iterum Therapeutics plcd522368dex51.htm
EX-3.2 - FORM OF CONSTITUTION, POST - IPO - Iterum Therapeutics plcd522368dex32.htm
EX-3.1 - CONSTITUTION, AS CURRENTLY IN EFFECT - Iterum Therapeutics plcd522368dex31.htm
EX-1.1 - FORM OF UNDERWRITING AGREEMENT - Iterum Therapeutics plcd522368dex11.htm
S-1 - S-1 - Iterum Therapeutics plcd522368ds1.htm

 

Exhibit 4.1

 

LOGO

ORDINARY SHARES
INCORPORATED UNDER THE LAWS OF IRELAND
THIS CERTIFICATE IS TRANSFERABLE IN CITIES DESIGNATED BY THE TRANSFER AGENT, AVAILABLE ONLINE AT WWW.COMPUTERSHARE.COM
This Certifies that
is the registered holder of
FULLY PAID AND NONASSESSABLE ORDINARY SHARES OF
DIRECTOR
EMBOSSED SEAL
COMPANY SECRETARY
Iterum Therapeutics plc
Iterum Therapeutics plc, par value US $0.01 each, transferable upon the register of the Company by the registered holder thereof in person or by duly authorized attorney upon surrender of this certificate accompanied by a proper form of transfer, properly endorsed. This certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the Articles of Association of the Company, a copy of which is on file with the Transfer Agent, to all of which the holder by acceptance hereof assents. This Certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar. Witness the facsimile seal of the Company and the facsimile signatures of its duly authorized officers.Dated:
ORDINARY SHARES PAR VALUE US$0.01 SHARES
SEE REVERSE FOR CERTAIN DEFINITIONS
SECURITY-COLUMBIAN UNITED STATES BANKNOTE CORPORATION

ITERUM THERAPEUTICS plc

On request, the Company will furnish to the record holder of this certificate without charge, a copy of the Constitution of the Company, which include the express terms of the shares represented by this certificate and other classes and series of shares which the Company is authorized to issue. Any such request is to be addressed to the Company or to the Transfer Agent named on the face of this certificate.

THE TRANSFER OF THESE SHARES REPRESENTED BY THIS CERTIFICATE REQUIRES THE COMPLETION OF A SPECIALIZED STOCK TRANSFER FORM AND MAY BE SUBJECT TO IRISH STAMP DUTY. PLEASE CONTACT THE TRANSFER AGENT FOR ADDITIONAL INFORMATION.

For US purposes the following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM

     —    

as tenants in common

   UNIF GIFT MIN ACT     —                                                                    

Custodian                                                        

TEN ENT

     —    

as tenants by the entireties

      

(Cust)

    

(Minor)

JT TEN

     —    

as joint tenants with right

      

under Uniform Gifts to Minors Act                                                                             

   

of survivorship and not as

           (State)
   

tenants in common

   UNIF TRF MIN ACT     —    

                                                             

  Custodian (untilage                                        )
          (Cust)    
         

                                                      under Uniform Transfer to Minors Act                  

         

(Minor)

      

(State)        

Additional abbreviations may also be used though not in the above list.

FOR VALUE RECEIVED,                                                 hereby sells, assigns and transfers unto

 

  
PLEASE INSERT SOCIAL SECURITY OR OTHER   
IDENTIFYING NUMBER OF ASSIGNEE   

    

   

                                                                                                                                                                    

    

PLEASE PRINT OR TYPE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE

    

    

                                                                                                                                                                                                                                   Ordinary Shares,

nominal value US $0.01 each represented by the within Certificate, and do hereby irrevocably constitute and appoint                                                              

                                                                                                                                                                                                                            , as my/our Attorney to transfer the said Ordinary Shares on the books of the within named Company with full power of substitution in the premises.

Dated                                                         

 

X

   

 

X

   

 

NOTICE:

   

THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR CHANGE WHATEVER.

  
  

 

Signature(s) Guaranteed:  

By

  

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.

  

 

ABnote North America   PROOF OF: MARCH 29, 2018
711 ARMSTRONG LANE, COLUMBIA, TN 38401   ITHERUM THERAPEUTICS PLC
(931) 388-3003   WO - 18000144 FACE                                     OPERATOR: DKS
SALES: HOLLY GRONER 931-490-7660   REV. 1

PLEASE INITIAL THE APPROPRIATE SELECTION FOR THIS PROOF:☐OK AS IS☐OK WITH CHANGES☐MAKE CHANGES AND SEND ANOTHER PROOF

COLORS SELECTED FOR PRINTING: BLACK.

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