UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report: April 24, 2018

(Date of earliest event reported)

 

INTERNATIONAL BUSINESS MACHINES CORPORATION

(Exact name of registrant as specified in its charter)

 

New York

 

1-2360

 

13-0871985

(State of Incorporation)

 

(Commission File Number)

 

(IRS employer Identification No.)

 

ARMONK, NEW YORK

 

10504

(Address of principal executive offices)

 

(Zip Code)

 

914-499-1900

(Registrant’s telephone number)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

 



 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

(a) International Business Machines Corporation (IBM) held its Annual Meeting of Stockholders on April 24, 2018. Below are the final voting results. For more information on the following proposals, see IBM’s proxy statement dated March 12, 2018, the relevant portions of which are incorporated herein by reference.

 

(b)

 

· Election of Directors for a Term of One Year:

 

DIRECTOR

 

FOR

 

AGAINST

 

ABSTAIN

 

BROKER
NON-VOTES

 

K.I. Chenault

 

536,684,559

 

15,079,184

 

4,407,539

 

177,174,733

 

M.L. Eskew

 

488,364,612

 

63,416,490

 

4,398,045

 

177,174,733

 

D.N. Farr

 

543,712,675

 

8,124,928

 

4,339,295

 

177,174,733

 

A. Gorsky

 

535,360,504

 

16,410,562

 

4,408,660

 

177,174,733

 

S.A. Jackson

 

505,061,426

 

46,963,767

 

4,153,531

 

177,174,733

 

A.N. Liveris

 

534,575,211

 

16,992,884

 

4,611,192

 

177,174,733

 

H.S. Olayan

 

541,646,267

 

10,013,597

 

4,512,352

 

177,174,733

 

J.W. Owens

 

535,210,094

 

16,537,018

 

4,429,490

 

177,174,733

 

V.M. Rometty

 

516,525,516

 

34,154,481

 

5,495,279

 

177,174,733

 

J.R. Swedish

 

538,199,417

 

13,182,486

 

4,796,492

 

177,174,733

 

S. Taurel

 

515,946,053

 

35,648,508

 

4,562,748

 

177,174,733

 

P.R. Voser

 

542,343,040

 

9,375,108

 

4,462,409

 

177,174,733

 

F.H. Waddell

 

531,378,099

 

20,355,389

 

4,446,463

 

177,174,733

 

 

· Ratification of Appointment of Independent Registered Public Accounting Firm:

 

For

 

700,824,743

 

96.1

%

 

 

 

 

Against

 

28,277,863

 

3.9

%

 

 

 

 

Abstain

 

4,247,953

 

 

 

 

 

 

 

 

  · Advisory Vote on Executive Compensation:

 

For

 

486,642,442

 

88.9

%

 

 

 

 

Against

 

60,880,539

 

11.1

%

 

 

 

 

Abstain

 

8,657,404

 

 

 

 

 

 

 

Broker Non-Votes

 

177,174,733

 

 

 

 

 

 

 

 

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· Stockholder Proposal on Lobbying Disclosure:

 

For

 

175,797,645

 

32.9

%

 

 

 

 

Against

 

358,640,393

 

67.1

%

 

 

 

 

Abstain

 

21,718,962

 

 

 

 

 

 

 

Broker Non-Votes

 

177,174,733

 

 

 

 

 

 

 

 

· Stockholder Proposal on Shareholder Ability to Call a Special Shareholder Meeting:

 

For

 

242,156,900

 

44.1

%

 

 

 

 

Against

 

306,382,654

 

55.9

%

 

 

 

 

Abstain

 

7,626,331

 

 

 

 

 

 

 

Broker Non-Votes

 

177,174,733

 

 

 

 

 

 

 

 

· Stockholder Proposal to Have an Independent Board Chairman:

 

For

 

229,910,195

 

41.9

%

 

 

 

 

Against

 

318,626,509

 

58.1

%

 

 

 

 

Abstain

 

7,629,883

 

 

 

 

 

 

 

Broker Non-Votes

 

177,174,733

 

 

 

 

 

 

 

 

IBM’s web site (www.ibm.com) contains a significant amount of information about IBM, including financial and other information for investors (www.ibm.com/investor/). IBM encourages investors to visit its various web sites from time to time, as information is updated and new information is posted.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

Date: April 27, 2018

 

 

 

By:

/s/ Christina M. Montgomery

 

 

 

Christina M. Montgomery

 

 

 

Vice President and Secretary

 

 

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