Attached files

file filename
EX-23.3 - EX-23.3 - ZUORA INCd561778dex233.htm
EX-23.2 - EX-23.2 - ZUORA INCd561778dex232.htm
EX-5.1 - EX-5.1 - ZUORA INCd561778dex51.htm

As filed with the Securities and Exchange Commission on April 11, 2018

Registration No. 333-            

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Zuora, Inc.

(Exact name of Registrant as specified in its charter)

 

 

 

Delaware   7372   20-5530976

(State or other jurisdiction of

incorporation or organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification No.)

3050 South Delaware Street, Suite 301

San Mateo, California 94403

(800) 425-1281

 

(Address, including zip code, and telephone number, including area code, of Registrant’s principal executive offices)

Tien Tzuo

Chairman of the Board of Directors and Chief Executive Officer

Zuora, Inc.

3050 South Delaware Street, Suite 301

San Mateo, California 94403

(800) 425-1281

 

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Please send copies of all communications to:

 

Gordon K. Davidson, Esq.

Jeffrey R. Vetter, Esq.

Faisal Rashid, Esq.

Ran D. Ben-Tzur, Esq.

Fenwick & West LLP

801 California Street

Mountain View, California 94041

(650) 988-8500

 

Jennifer Pileggi, Esq.

Senior Vice President, General Counsel, and Secretary

Zuora, Inc.

3050 South Delaware Street, Suite 301

San Mateo, California 94403

(800) 425-1281

 

Steven E. Bochner, Esq.

Robert G. Day, Esq.

Andrew D. Hoffman, Esq.

Wilson Sonsini Goodrich & Rosati, P.C.

650 Page Mill Road

Palo Alto, California 94304

(650) 493-9300

 

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act, check the following box.  ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☒ 333-223722

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Securities Exchange Act. (Check one):

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer   ☒  (Do not check if a smaller reporting company)    Smaller reporting company  
Emerging growth company       

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title of Each Class of

Securities to be Registered

 

Amount

to be Registered(1)

 

Proposed

Maximum

Offering Price

Per Share

 

Proposed

Maximum

Aggregate

Offering Price

 

Amount of

Registration Fee(2)

Class A common stock, $0.0001 par value per share

  1,150,000   $14.00   $16,100,000   $2,005

 

 

(1) Represents only the additional number of shares being registered, including 150,000 additional shares that the underwriters have the option to purchase. Does not include the securities that the Registrant previously registered on the Registration Statement on Form S-1, as amended (File No. 333-223722).
(2) The registration fee is calculated in accordance with Rule 457(a) under the Securities Act of 1933, as amended, or the Securities Act, based on the proposed maximum aggregate offering price. The Registrant previously registered securities with an aggregate offering price not to exceed $149,500,000 on a Registration Statement on Form S-1, as amended (File No. 333-223722), which was declared effective by the Securities and Exchange Commission on April 11, 2018. In accordance with Rule 462(b) under the Securities Act, an additional amount of securities having a proposed maximum aggregate offering price of $14.00 is hereby registered, which includes the additional shares that the underwriters have the option to purchase.

This Registration Statement shall become effective upon filing in accordance with Rule 462(b) under the Securities Act.

 

 

 

 


EXPLANATORY NOTE AND INCORPORATION OF CERTAIN INFORMATION BY REFERENCE

Pursuant to Rule 462(b) under the Securities Act of 1933, as amended (“Securities Act”), Zuora, Inc. (“Registrant”) is filing this Registration Statement on Form S-1 (this “Registration Statement”) with the Securities and Exchange Commission (“Commission”). This Registration Statement relates to the public offering of securities contemplated by the Registration Statement on Form S-1, as amended (File No. 333-223722) (the “Prior Registration Statement”), which the Registrant originally filed with the Commission on March 16, 2018, and which the Commission declared effective on April 11, 2018.

The Registrant is filing this Registration Statement for the sole purpose of increasing the aggregate number of shares of Class A common stock by 1,150,000 shares, 150,000 of which are subject to purchase upon the exercise of the underwriters’ option to purchase additional shares of the Registrant’s Class A common stock. The additional shares that are being registered for sale are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price set forth in the Calculation of Registration Fee table contained in the Prior Registration Statement. The information set forth in the Prior Registration Statement and all exhibits to the Prior Registration Statement are incorporated by reference into this Registration Statement.

The required opinions and consents are listed on the Exhibit Index attached hereto and filed herewith.


EXHIBIT INDEX

 

Exhibit

Number

  

Description

  5.1    Opinion of Fenwick & West LLP.
23.1    Consent of Fenwick & West LLP (included in Exhibit 5.1).
23.2    Consent of KPMG LLP, independent registered public accounting firm.
23.3    Consent of KPMG LLP, independent auditor.
24.1    Power of Attorney (incorporated by reference to Exhibit 24.1 to Registration Statement on Form S-1 (Registration No. 333-223722)).


SIGNATURES

Pursuant to the requirements of the Securities Act, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Mateo, State of California, on April 11, 2018.

 

ZUORA, INC.
By:   /s/ Tien Tzuo
  Tien Tzuo
 

Chairman of the Board of Directors and Chief

Executive Officer

Pursuant to the requirements of the Securities Act, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

Name

  

Title

 

Date

/s/ Tien Tzuo

Tien Tzuo

  

Chairman of the Board of Directors and Chief

Executive Officer

(Principal Executive Officer)

  April 11, 2018

/s/ Tyler Sloat

Tyler Sloat

  

Chief Financial Officer

(Principal Financial and Accounting Officer)

  April 11, 2018

*

Peter Fenton

   Director   April 11, 2018

*

Kenneth A. Goldman

   Director   April 11, 2018

*

Timothy Haley

   Director   April 11, 2018

*

Jason Pressman

   Director   April 11, 2018

*

Michelangelo Volpi

   Director   April 11, 2018

*

Magdalena Yesil

   Director   April 11, 2018

 

*By:   /s/ Tien Tzuo
  Tien Tzuo
  Attorney-in-Fact