TOMI Environmental Solutions, Inc. - FORM 8-K - April 4, 2018

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EX-99 - TOMI Environmental Solutions, Inc.tomi-8k_040418ex99.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549 

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of Earliest Event Reported): March 29, 2018

 

TOMI ENVIRONMENTAL SOLUTIONS, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

Florida

 

000-09908

 

59-1947988

(State or other jurisdiction of

incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

9454 Wilshire Blvd., Penthouse

Beverly Hills, California

 

90212

(Address of principal executive

offices)

 

(Zip Code)

     

 

(800) 525-1698

 

 

(Registrant’s telephone number, including

area code)

 

 

 

Not Applicable

 

(Former name or former address, if changed since last report)

    

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions (see General Instruction A.2. below):

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
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Item 2.02. Results of Operations and Financial Condition.
 
On March 29, 2018, TOMI Environmental Solutions, Inc. issued a press release regarding its financial results for the quarter and fiscal year ended December 31, 2017. A copy of the press release is attached to this Current Report on Form 8-K as Exhibit 99.1. No additional information is included in this Current Report on Form 8-K.
 
The information included in this Current Report on Form 8-K, including the exhibit hereto, shall not be deemed "filed" for purposes of, nor shall it be deemed incorporated by reference in, any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as expressly set forth by specific reference in such a filing.
 
 
Item 9.01. Financial Statements and Exhibits.
 
(d)  Exhibits.
 
Exhibit Number
Description
 
 
99.1
Press Release dated March 29, 2018
2
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 

 

TOMI ENVIRONMENTAL SOLUTIONS, INC.

Date: April 4, 2018

 

 

/s/ Halden Shane

 

Halden Shane

 

Chief Executive Officer
 
 
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EXHIBIT INDEX
 
Exhibit Number
Description
 
 
99.1
Press Release dated March 29, 2018
 
 
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TOMI Environmental Solutions, Inc. Reports