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EX-99.3 - EX-99.3 - JANUS HENDERSON GROUP PLCa18-8483_1ex99d3.htm
EX-99.2 - EX-99.2 - JANUS HENDERSON GROUP PLCa18-8483_1ex99d2.htm
EX-99.1 - EX-99.1 - JANUS HENDERSON GROUP PLCa18-8483_1ex99d1.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported)

March 22, 2018

 

 

 

 

Janus Henderson Group plc

 

(Exact name of registrant as specified in its charter)

 

 

   Jersey, Channel Islands   

 

      001-38103      

 

          98-1376360          

(State or other jurisdiction

 

(Commission file

 

(IRS Employer

of incorporation)

 

number)

 

Identification Number)

 

201 Bishopsgate

EC2M 3AE

United Kingdom

(Address of principal executive offices)  (Zip Code)

 

Registrant’s telephone number, including area code

+44 (0) 20 7818 1818

 

Not Applicable

(Former name or former address if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

[ ]        Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ]        Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ]        Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ]        Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 



 

Item 7.01            Regulation FD Disclosure.

 

On March 22, 2018, Janus Henderson Group plc (the “Company”), a company incorporated and registered in Jersey, Channel Islands, made available to its shareholders its proxy statement in respect of its annual shareholders meeting and its annual report, and filed with the Australian Stock Exchange (“ASX”) its Disclosure regarding Corporate Governance Council Principles and Recommendations on an Appendix 4G, containing, among other things, the Company’s Corporate Governance Statement for the fiscal year ended December 31, 2017.

 

A copy of the Company’s annual report is furnished as Exhibit 99.1 hereto, a copy of the Company’s proxy statement is furnished hereto as Exhibit 99.2 hereto, and a copy of ASX Appendix 4G is furnished hereto as Exhibit 99.3 hereto. These exhibits are being furnished and shall not be deemed “filed” for any purpose, and shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, regardless of any general incorporation language in any such filing.

 

 

Item 9.01            Financial Statements and Exhibits.

 

(d)  Exhibits. The following exhibits are being furnished herewith.

 

 

Exhibit
Number

 

Description

 

 

 

99.1

 

Janus Henderson Group plc 2017 Annual Report

99.2

 

Janus Henderson Group plc 2018 Notice of Annual General Meeting

99.3

 

ASX Disclosure of Corporate Governance Council Principles and Recommendations

 



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Janus Henderson Group plc

 

 

Date: March 22, 2018

By:   /s/ ROGER THOMPSON

 

 

Roger Thompson

 

 

Chief Financial Officer

 

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