UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported):  March 15, 2018

 

RMG NETWORKS HOLDING CORPORATION

 (Exact Name of Registrant as Specified in Charter)

 


 

 

 

 

Delaware

 

001-35534

 

27-4452594

(State or other jurisdiction
of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification
Number)

 

 

15301 North Dallas Parkway
Suite 500
Addison, TX

  

75001 

(Address of Principal Executive Offices)

 

(Zip Code)

 

(800) 827-9666

 (Registrant’s telephone number, including area code)

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

 

☐            Written communications pursuant to Rule 425 under the Securities Act

 

☐            Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

☐            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

☐            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 


 

Item 8.01.  Other Events.

 

On March 15, 2018, RMG Networks Holding Corporation (the “Company”) received a written notification from the Nasdaq Stock Market Listing Qualifications Staff indicating that the Company has regained compliance with the $1.00 minimum closing bid price requirement for continued listing on the Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”) and that the matter is now closed.

 

The closing bid price of the Company’s common stock has been at $1.00 per share or greater for at least ten consecutive business days. Accordingly, the Company has regained compliance with the Minimum Bid Price Requirement.

 

2


 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

 

 

 

 

Dated: March 19, 2018

 

 

RMG NETWORKS HOLDING CORPORATION

 

 

 

By:

/s/ Robert R. Robinson

 

 

 

Name: Robert R. Robinson

 

 

Title: Senior Vice President, General Counsel and Secretary

 

 

3