SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Current Report Pursuant to Section 13 or
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 13, 2018
(Exact name of registrant as specified in
|(State or other jurisdiction of incorporation)
||(Commission File Number)
||(I.R.S. Employer Identification No.)|
2925 Woodside Road
Woodside, CA 94062
(Address of principal executive offices
and zip code)
Registrant’s telephone number, including
area code: (650) 235-4769
Check the appropriate box below if the
Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|¨||Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
|¨||Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
|¨||Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
|¨||Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange
Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
||Results of Operations and Financial Condition.|
On March 13,
2018, GSV Capital Corp. (the “Company”) issued a press release announcing its financial results for the fiscal
year and quarter ended December 31, 2017. A copy of the press release is included as Exhibit 99.1 to this Current Report on
Form 8-K and is incorporated into this Item 2.02 by reference.
The information disclosed
under this Item 2.02, including the information set forth in Exhibit 99.1 hereto, is being “furnished” and shall not
be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise. The information in this Item 2.02 shall not be incorporated by reference into any registration
statement or other document pursuant to the Securities Act of 1933, as amended, or into any filing or other document pursuant to
the Exchange Act, except as otherwise expressly stated in any such filing.
On March 13, 2018,
in connection with the Company’s conference call to announce its financial results for the quarter and fiscal year ended
December 31, 2017, the Company provided a presentation to stockholders, analysts and any other parties participating on the call.
A copy of the slides that the Company used during the presentation has been included as Exhibit 99.2 to this Current Report on
Form 8-K and has been posted on the Company’s website.
||Financial Statements and Exhibits.|
* The press
release attached hereto as Exhibit 99.1 is “furnished” and not “filed,” as described in Item 2.02 of
this Current Report on Form 8-K.
Pursuant to the requirements
of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
|Date: March 13, 2018
||GSV CAPITAL CORP.
||/s/ William F. Tanona
||William F. Tanona
President, Chief Financial Officer, Treasurer and Corporate Secretary