SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of Earliest Event Reported): |
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March 7, 2018
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(Exact name of registrant as specified in its charter)
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Delaware |
1-34205 |
94-3184303 |
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_____________________ (State or other jurisdiction |
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______________ (I.R.S. Employer |
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of incorporation) |
File Number) |
Identification No.) |
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1700 Seaport Blvd, Suite 210, Redwood City, California |
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94063 |
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_________________________________ (Address of principal executive offices) |
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___________ (Zip Code) |
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Registrant's telephone number, including area code: |
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(650) 331-1000 |
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Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
Resignation of Chief Financial Officer; Appointment of Interim Chief Financial Officer
On March 7, 2018, Peter Chu, the Chief Financial Officer of BroadVision, Inc. (the “Company”), announced his resignation as the Company’s Chief Financial Officer, effective March 7, 2018.
Dr. Pehong Chen, our Chairman of the Board, Chief Executive Officer and President, has been appointed as Interim Chief Financial Officer, effective March 7, 2018. In this additional role, Dr. Chen will serve as the Company’s principal financial and accounting officer, while continuing to serve as the Company’s principal executive officer.
See the section in the Company’s Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on May 1, 2017 (the “Proxy Statement”) entitled “Proposal 1 – Election of Directors – Nominees” for a description of Dr. Chen’s business experience and the section in the Proxy Statement entitled “Certain Relationships and Related Party Transactions” for a description of related party transactions involving Dr. Chen.
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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BroadVision, Inc.
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March 9, 2018 |
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By: |
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/s/ Pehong Chen |
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Name: Pehong Chen Title: President, Chief Executive Officer and Interim Chief Financial Officer
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