U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported):
March 5, 2018
CAPITAL FINANCIAL HOLDINGS, INC.
(Exact
name of small business issuer as specified in its
charter)
|
North
Dakota
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000-25958
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45-0404061
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(State or other
jurisdiction of
incorporation)
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(Commission File
Number)
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(IRS Employer ID
No.)
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1821 Burdick Expressway W
Minot, North Dakota 58701
(Address
of principal executive offices)
701-837-9600
(Issuer's
Telephone Number)
ITEM
5.02.
Departure
of Director or Certain Officers; Election of Directors; Appointment
of Directors or Certain Officers; Compensatory Arrangements of
Certain Officers.
On
February 23, 2018, Elizabeth Colby tendered her resignation from
the Board of Directors and as Chief Financial Officer and Secretary
of the Company, which resignations were accepted by the Board of
Directors at a meeting held March 5, 2018. Ms. Colby was a member
of the Company’s Compensation Committee, Audit Committee and
Nominating Committee. Ms. Colby’s resignation is not related
to any known disagreement with the Company on any matters relating
to its operations, policies or practices.
Nichole
Bertsch, current operations manager for the Company, has been
appointed as Interim Chief Financial Officer and Secretary
effective March 5, 2018.
Ms.
Bertsch has been employed by the Company since August 2006 and has
been the operations manager for the Company since 2009. Ms. Bertsch
earned a BS Degree in Management at Minot State University, Minot,
North Dakota in December of 2004.
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SIGNATURES
Pursuant to the
requirements of Section 12 of the Securities and Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
CAPITAL
FINANCIAL HOLDINGS, INC.
(Registrant)
Dated:
March 7, 2018
By:
Gordon
Dihle,
Chief
Executive Officer and President
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