UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 5, 2018
YANGTZE RIVER PORT AND LOGISTICS LIMITED
(Exact name of registrant as specified in its charter)
Nevada | 001-38062 | 27-1636887 | ||
(State
or other jurisdiction of incorporation) |
(Commission File Number) | (IRS
Employer Identification No.) |
41 John Street, Suite 2A, New York, NY | 10038 | |
(Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (646) 861-3315
________________________________________________
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
On March 5, 2018, Yangtze River Port and Logistics Limited (the “Company”) filed a complaint with the Financial Industry Regulatory Authority (“FINRA”) to report certain abusive trading practices.
Since its listing on the Nasdaq Capital Market on April 19, 2017 through its transition to the NASDAQ Global Select Market and presently, the Company has noticed a pattern of unusual trading practices and activity. The Company believes that it is subject to illegal short-selling and market price manipulation and has reported the same to FINRA. Additionally, the Company has implemented certain steps to and is considering other appropriate measures to counter such illegal activities.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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YANGTZE RIVER PORT AND LOGISTICS LIMITED | |
Date : March 5, 2018 | By: | /s/ Xiangyao Liu |
Xiangyao Liu | ||
President and Chief Executive Officer |
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