| UNITED STATES | ||||
| SECURITIES AND EXCHANGE COMMISSION | ||||
| Washington, D.C. 20549 | ||||
| FORM 8-K | ||||
| CURRENT REPORT | ||||
| Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 | ||||
| Date of Report (Date of earliest event reported) | February 22, 2018 | |||
| Malvern Bancorp, Inc. | ||||
| (Exact name of registrant as specified in its charter) | ||||
| Pennsylvania | 000-54835 | 45-5307782 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer Identification No.) | ||
| 42 E. Lancaster Avenue, Paoli, Pennsylvania | 19301 | |||
| (Address of principal executive offices) | (Zip Code) | |||
| Registrant’s telephone number, including area code | (610) 644-9400 | |||
| Not Applicable | ||||
| (Former name or former address, if changed since last report) | ||||
| Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below): | ||||
| ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||||
| ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||||
| ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||||
| ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | ||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
(a) The Annual Meeting of Shareholders (the “Annual Meeting”) of Malvern Bancorp, Inc. (the “Company”) was held on February 22, 2018.
(b) There were 6,572,684 shares of common stock of the Company eligible to be voted at the Annual Meeting and 5,411,147 shares were represented in person or by proxy at the Annual Meeting, which constituted a quorum to conduct business at the meeting.
The proposals voted upon at the Annual Meeting, all of which were approved, and the vote for each proposal, were as follows:
| 1. | Election of directors: |
| FOR | WITHHELD | BROKER NON-VOTES | |
| Stephen P. Scartozzi | 4,147,660 | 62,310 | 1,201,391 |
| Howard Kent | 4,119,140 | 90,830 | 1,201,391 |
| Cynthia Felzer Leitzell | 4,118,740 | 91,230 | 1,201,391 |
| Anthony C. Weagley | 4,118,443 | 91,527 | 1,201,391 |
| Norman Feinstein | 4,117,366 | 92,604 | 1,201,391 |
| Andrew Fish | 4,099,432 | 110,538 | 1,201,391 |
| Julia D. Corelli | 4,097,449 | 112,521 | 1,201,391 |
| Therese Woodman | 4,080,027 | 129,943 | 1,201,391 |
| 2. | To adopt a non-binding resolution to approve the compensation of our named executive officers: |
| FOR | AGAINST | ABSTAIN | BROKER NON-VOTES |
| 4,079,840 | 116,800 | 13,330 | 1,201,391 |
| 3. | To ratify the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the year ending September 30, 2018. |
| FOR | AGAINST | ABSTAIN | BROKER NON-VOTES |
| 5,083,438 | 321,034 | 6,889 | 0 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| MALVERN BANCORP, INC. | ||
| Date: February 23, 2018 | By: | /s/Joseph Gangemi |
| Joseph D. Gangemi Senior Vice President and Chief Financial Officer |
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