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EX-4.1 - AMENDMENT TO WARRANT AGREEMENT BETWEEN THE COMPANY AND TRIPOINT - Youngevity International, Inc.ex4-1.htm
 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): January 22, 2018
 
YOUNGEVITY INTERNATIONAL, INC.
(Exact name of registrant as specified in its charter)
 
Delaware
 
000-54900
 
90-0890517
(State or other jurisdiction of incorporation)
 
(Commission File No.)
 
(IRS Employer Identification No.)
 
2400 Boswell Road, Chula Vista, CA 91914
(Address of principal executive offices) (Zip Code)
 
Registrant’s telephone number, including area code: (619) 934-3980
 
N/A
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company
 
If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 
 

 
 

 
 
 
 Item 1.01.   
Entry into a Material Definitive Agreement.
 
On January 22, 2018, Youngevity International, Inc. (the “Company”) approved an amendment (the “Warrant Amendment”), to its Series D Warrant Agreements with Tripoint Global Equities, LLC (“Tripoint”), which amended among other things the transfer provisions of the warrants and removed the price protection adjustment for sales of securities below the warrant exercise price.
 
The information contained in this Item 1.01 regarding the Warrant Amendment is qualified in its entirety by the copy of the agreement attached to this Current Report on Form 8-K as Exhibit 4.1 and is incorporated herein by reference.
  
Item 9.01
Financial Statements and Exhibits.
 
(d)
Exhibits.
 
Exhibit Number
 
Description
 
 
 
 
Amendment to Warrant Agreement between the Company and Tripoint
 
 
 
 
 
 
 
SIGNATURES  
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
YOUNGEVITY INTERNATIONAL, INC.
 
 
Date: January 22, 2018
By: /s/ David Briskie                                 
 
Name: David Briskie
 
Title: President and Chief Financial Officer