UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): January 10, 2018
NEXPOINT CAPITAL, INC.
(Exact name of Registrant as Specified in Its Charter)
| Delaware | 814-01074 | 38-3926499 | ||
| (State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
300 Crescent Court, Suite 700
Dallas, Texas 75201
(Address of Principal Executive Offices)(Zip Code)
Registrant’s telephone number, including area code: (972) 628-4100
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial Condition
Change Net Offering Price
On January 10, 2018, NexPoint Capital, Inc. (the “Company”) increased its public offering price from $10.60 per share to $10.64 per share. The increase in the public offering price was effective as of the Company’s January 10, 2018 closing and first applied to subscriptions received from January 3, 2018 through January 9, 2018.
In accordance with the Company’s previously disclosed share pricing policy, the Company’s net asset value per share of $9.78 determined as of January 8, 2018, is not above, nor more than 2.5% below, the Company’s offering price per share net of sales load.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, NexPoint Capital, Inc. has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NEXPOINT CAPITAL, INC. | ||||||
| Date: January 10, 2018 | By: | /s/ Frank Waterhouse | ||||
| Name: Frank Waterhouse | ||||||
| Title: Principal Financial Officer, Principal Accounting Officer, and Treasurer | ||||||