SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Current Report Pursuant to Section 13 or
the Securities Exchange Act of 1934
Date of Report (Date
of earliest event reported):
January 10, 2018
(Exact name of registrant as specified in
|(State or other jurisdiction of incorporation)
||(Commission File Number)
||(I.R.S. Employer Identification No.)|
2925 Woodside Road
Woodside, CA 94062
(Address of principal executive offices
and zip code)
Registrant’s telephone number, including
area code: (650) 235-4769
Check the appropriate box below if the
Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|¨||Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
|¨||Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
|¨||Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
|¨||Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange
Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
|Item 7.01||Regulation FD Disclosure.
January 10, 2018, GSV Capital Corp. (the “Company”) posted an investor presentation (the “Presentation”)
on the investor relations portion of its website, www.gsvcap.com. The Company may use the Presentation, which is being furnished
as Exhibit 99.1 hereto, from time to time in conversations with investors, analysts and others.
information contained in the Presentation is summary information that is intended to be considered in the context of the Company’s
Securities and Exchange Commission (“SEC”) filings and other public announcements that it may make,
by press release or otherwise, from time to time. The Company undertakes no duty or obligation to publicly update or revise the
information contained in this report (including Exhibit 99.1), although it may do so from time to time as its management believes
is warranted. Any such updating may be made through the filing of other reports or documents with the SEC, through press releases
or through other public disclosure.
information set forth herein (including Exhibit 99.1) is furnished pursuant to Item 7.01—Regulation FD Disclosure,
and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended,
or otherwise subject to the liabilities of such section, nor shall the information be deemed incorporated by reference in any
filing of the Company.
|Item 9.01.||Financial Statements
Pursuant to the requirements
of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
|GSV CAPITAL CORP.
|/s/ William F. Tanona
||William F. Tanona
President, Chief Financial Officer, Treasurer and Corporate Secretary