Attached files
| file | filename |
|---|---|
| EX-99.1 - Sunworks, Inc. | ex99-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 13, 2017
SUNWORKS, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 001-36868 | 01-0592299 | ||
| (State
or other jurisdiction of incorporation or organization) |
(Commission File Number) |
IRS Employer Identification No.) |
1030 Winding Creek Road, Suite 100 Roseville, CA |
95678 | |
| (Address of Principal Executive Offices) | (Zip Code) |
(916) 409-6900
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Effective December 13, 2017, John Van Slooten resigned as a member of Sunworks, Inc.’s (the “Company’s”) Board of Directors (the “Board”). Mr. Van Slooten also resigned as a member of the Board’s Compensation and Corporate Governance/Nominating Committees. Mr. Van Slooten’s resignation was not the result from any disagreement with the Company, any matter related to the Company’s operations, policies or practices, the Company’s management or the Board.
Effective December 15, 2017, Brigham Tomco resigned as a member of the Company’s Board. Mr. Tomco also resigned as a member of the Board’s Audit and Compensation Committees. Mr. Tomco’s resignation was not the result from any disagreement with the Company, any matter related to the Company’s operations, policies or practices, the Company’s management or the Board.
Effective December 15, 2017, Abraham Emard resigned as a member of the Company’s Board. Mr. Emard’s resignation was not the result from any disagreement with the Company, any matter related to the Company’s operations, policies or practices, the Company’s management or the Board. Mr. Emard will continue in an operational and sales leadership role with the Company.
The Company released a press release with respect to the foregoing, a copy of which is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
The exhibits listed in the following Exhibit Index are filed as part of this Current Report on Form 8-K.
| Exhibit No. | Description | |
| 99.1 | Press Release dated December 19, 2017 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| SUNWORKS, INC. | ||
| Date: December 19, 2017 | By: | /s/ Charles F. Cargile |
| Name: | Charles F. Cargile | |
| Title: | Chief Executive Officer | |