UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
December 11, 2017
HELIOS AND MATHESON ANALYTICS INC.
(Exact name of Registrant as specified in charter)
| Delaware |
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0-22945 |
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13-3169913 |
(State or other jurisdiction
of incorporation) |
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(Commission File Number) |
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(IRS Employer
Identification Number) |
Empire State Building
350 5th Avenue
New York, New York 10118
(Address of principal executive offices)
Registrant’s telephone number, including
area code: (212) 979-8228
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions
(see General Instruction A.2 below).
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)). |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13(e)-4(c)) |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by
check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Explanatory Note
On December 11, 2017, Helios
and Matheson Analytics Inc. (the “Company”) filed a Current Report on Form 8-K (the “Original Form 8-K”)
to report, among other things, the completion of its acquisition of a majority interest in MoviePass Inc., a Delaware corporation
(“MoviePass”).
This Amendment No. 1 to
the Original Form 8-K amends and supplements Item 9.01 of the Original Form 8-K to provide the consent of MoviePass’ independent
registered public accounting firm, EisnerAmper LLP, that was not included in the Original Form 8-K. The remainder of the Original
Form 8-K remains unchanged.
| Item 9.01 |
Financial Statements and Exhibits. |
(d) Exhibits
| Exhibit No. |
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Description |
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| 2.1(1) |
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MoviePass SPA (incorporated by reference to Exhibit 2.1 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on August 15, 2017). |
| 2.2 |
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Amendment No. 1 to MoviePass SPA (incorporated by reference to Exhibit 2.2 to the Company’s Current Report on Form 8-K filed with the SEC on October 11, 2017). |
| 2.3** |
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Amendment No. 2 to MoviePass SPA. |
| 4.1** |
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Helios Convertible Note issued by the Company to MoviePass on December 11, 2017. |
| 4.2 |
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Helios Note (incorporated by reference to Exhibit 4.2 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on October 11, 2017). |
| 4.3** |
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Form of MoviePass Option Note. |
| 10.1 |
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MoviePass Option Agreement (incorporated by reference to Exhibit 10.2 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on October 11, 2017). |
| 10.2** |
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Note Purchase Agreement dated December 11, 2017 between the Company, MoviePass and Christopher Kelly. |
| 10.3** |
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Note Conversion Agreement to be entered into between the Company and MoviePass. |
| 10.4 |
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Voting Agreement (incorporated by reference to Exhibit 10.2 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on August 15, 2017). |
| 10.5 |
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Investors’ Rights Agreement (incorporated by reference to Exhibit 10.1 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on August 15, 2017). |
| 10.6 |
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MoviePass Lock-Up Agreement (incorporated by reference to Exhibit 10.5 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on August 15, 2017). |
| 10.7 |
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HMNY Lock-Up Agreement (incorporated by reference to Exhibit 10.6 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on August 15, 2017). |
| 10.9 |
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MoviePass Voting Proxy (incorporated by reference to Exhibit 10.8 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on August 15, 2017). |
| 23.1* |
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Consent of EisnerAmper LLP. |
| 99.1 |
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Audited Financial Statements of MoviePass Inc. as of December 31, 2016 and December 31, 2015 (incorporated by reference to Exhibit 99.1 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on November 30, 2017). |
| 99.2 |
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Unaudited Financial Statements of MoviePass Inc. for the nine months ended September 30, 2017 and September 30, 2016 (incorporated by reference to Exhibit 99.2 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on November 30, 2017). |
| 99.3 |
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Unaudited Pro Forma Combined Financial Statements of Helios and Matheson Analytics Inc. and MoviePass Inc. (incorporated by reference to Exhibit 99.1 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on November 30, 2017). |
* Filed herewith
** Previously filed with the Original Form
8-K.
(1) The schedules and similar attachments have
been omitted pursuant to Item 601(b)(2) of Regulation S-K. The descriptions of the omitted schedules and similar attachments are
contained within the MoviePass SPA. HMNY hereby agrees to furnish a copy of any such omitted schedule or similar attachment to
the SEC upon request.
2
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
Dated: December 11, 2017
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HELIOS AND MATHESON ANALYTICS INC. |
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By: |
/s/ Theodore Farnsworth |
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Theodore Farnsworth,
Chief Executive Officer |
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EXHIBIT INDEX
| Exhibit No. |
|
Description |
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| 2.1(1) |
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MoviePass SPA (incorporated by reference to Exhibit 2.1 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on August 15, 2017). |
| 2.2 |
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Amendment No. 1 to MoviePass SPA (incorporated by reference to Exhibit 2.2 to the Company’s Current Report on Form 8-K filed with the SEC on October 11, 2017). |
| 2.3** |
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Amendment No. 2 to MoviePass SPA. |
| 4.1** |
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Helios Convertible Note issued by the Company to MoviePass on December 11, 2017. |
| 4.2 |
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Helios Note (incorporated by reference to Exhibit 4.2 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on October 11, 2017). |
| 4.3** |
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Form of MoviePass Option Note. |
| 10.1 |
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MoviePass Option Agreement (incorporated by reference to Exhibit 10.2 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on October 11, 2017). |
| 10.2** |
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Note Purchase Agreement dated December 11, 2017 between the Company, MoviePass and Christopher Kelly. |
| 10.3** |
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Note Conversion Agreement to be entered into between the Company and MoviePass. |
| 10.4 |
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Voting Agreement (incorporated by reference to Exhibit 10.2 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on August 15, 2017). |
| 10.5 |
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Investors’ Rights Agreement (incorporated by reference to Exhibit 10.1 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on August 15, 2017). |
| 10.6 |
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MoviePass Lock-Up Agreement (incorporated by reference to Exhibit 10.5 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on August 15, 2017). |
| 10.7 |
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HMNY Lock-Up Agreement (incorporated by reference to Exhibit 10.6 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on August 15, 2017). |
| 10.9 |
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MoviePass Voting Proxy (incorporated by reference to Exhibit 10.8 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on August 15, 2017). |
| 23.1* |
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Consent of EisnerAmper LLP. |
| 99.1 |
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Audited Financial Statements of MoviePass Inc. as of December 31, 2016 and December 31, 2015 (incorporated by reference to Exhibit 99.1 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on November 30, 2017). |
| 99.2 |
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Unaudited Financial Statements of MoviePass Inc. for the nine months ended September 30, 2017 and September 30, 2016 (incorporated by reference to Exhibit 99.2 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on November 30, 2017). |
| 99.3 |
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Unaudited Pro Forma Combined Financial Statements of Helios and Matheson Analytics Inc. and MoviePass Inc. (incorporated by reference to Exhibit 99.1 filed as an exhibit to the Company’s Current Report on Form 8-K filed with the SEC on November 30, 2017). |
* Filed herewith
** Previously filed with the Original Form
8-K.
(1) The schedules and similar attachments have
been omitted pursuant to Item 601(b)(2) of Regulation S-K. The descriptions of the omitted schedules and similar attachments are
contained within the MoviePass SPA. HMNY hereby agrees to furnish a copy of any such omitted schedule or similar attachment to
the SEC upon request.
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