UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  December 1, 2017

 

ShotSpotter, Inc.

 

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-38107

 

47-0949915

(State or other jurisdiction
of incorporation)

 

(Commission File Number)

 

(IRS Employer
Identification No.)

 

7979 Gateway Blvd., Suite 210, Newark, California

 

 

94560

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (510) 794-3100

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 


 

Item 3.02Unregistered Sales of Equity Securities

 

On December 1, 2017, ORIX Finance Equity Investors, LP (“Orix”) net exercised warrants to purchase 129,153 shares of common stock of ShotSpotter, Inc. (the “Company”).  The shares of common stock were issued by the Company in reliance on Section 4(a)(2) of the Securities Act of 1933, as amended.

 

 

 

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

ShotSpotter, Inc.

 

 

 

Dated: December 6, 2017

 

 

 

 

By:

/s/ Ralph A. Clark

 

 

 

 

Ralph A. Clark

 

 

 

President and Chief Executive Officer