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EX-32.2 - CERTIFICATION - PREMIER HOLDING CORP.premier_10ka-ex3202.htm
EX-32.1 - CERTIFICATION - PREMIER HOLDING CORP.premier_10ka-ex3201.htm
EX-31.2 - CERTIFICATION - PREMIER HOLDING CORP.premier_10ka-ex3102.htm
EX-31.1 - CERTIFICATION - PREMIER HOLDING CORP.premier_10ka-ex3101.htm

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-K/A

Amendment No. 1

 

(Mark One)

 

[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the Fiscal Year Ended: December 31, 2016

 

or

 

[   ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from __________________________ to __________________________

 

Commission file number 000-53824

 

 

 

PREMIER HOLDING CORPORATION

(Exact name of registrant as specified in its charter)

 

Nevada 88-0344135
State or other jurisdiction (I.R.S. Employer
of incorporation or organization Identification No.)

 

1382 Valencia, Unit F, Tustin, CA 92780

(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code: (949) 260-8070

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class Name of each exchange on which registered
None N/A

 

Securities registered pursuant to section 12(g) of the Act:

 

Shares of common stock with a par value of $0.0001

(Title of class)

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes [  ]    No [X]

 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes [X]    No [ ]

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X]    No [ ]

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes [X]    No [   ]

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§ 229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [X]

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a small reporting company. See the definitions of “large accelerated filer,” “accelerated filer,” a “smaller reporting company” and an “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

       
Large accelerated filer [   ] Accelerated filer [   ]
       
Non-accelerated filer [   ] (Do not check if a smaller reporting company) Smaller reporting company [X]
       
    Emerging Growth company [   ]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act: [ ]

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes [   ]    No [X]

 

The aggregate market value of the voting and non-voting common stock held by non-affiliates of the registrant as of June 30, 2016 was $15,572,373 as computed by reference to the closing price of such common stock on the OTCQB on such date.

 

The number of shares outstanding of each of the registrant’s classes of common stock, as of the latest practicable date was 443,328,083 shares of common stock as of November 21, 2017.

 

  

 

 

 

EXPLANATORY NOTE

 

This Amendment No. 1 on Form 10-K/A (this “Amendment No. 1”) amends the Annual Report on Form 10-K of Premier Holding Corporation (the “Company,” “we”, “our” and “us”) for the year ended December 31, 2016, as filed by the registrant on March 31, 2017 (the “Original Filing”). The purpose of this Amendment No. 1 is based on comments from the staff of the U.S. Securities & Exchange Commission (the “SEC”) requesting that the Company expand its disclosures on the nature of certain expenses during the year ended December 31, 2016 in the Company’s Results of Operations in Part II, Item 7 Management’s Discussion and Analysis of Financial Condition and Results of Operations as follows:

 

“The increase in selling, general and administrative expenses for the year ended December 31, 2016, compared to the year ended December 31, 2015 is due primarily to an increase in consulting expense from share-based payments to outside consultants. These consulting services included advisory services related to strategic planning, business development, equity and debt financings, and investor and public relations.”

 

The corrections referenced above are not material to the Company or its financial results for the year.

 

In accordance with Rule 12b-15 under the Securities Exchange Act of 1934, as amended, Part II, Item 7 of the Original Filing is hereby amended and restated with only changes to the above disclosure.

 

Except as specifically set forth herein, this Amendment No. 1 does not amend or otherwise update any other information in the Original Filing. Accordingly, this Amendment No. 1 should be read in conjunction with the Original Filing and with the Company’s filings with the SEC subsequent to the Original Filing.

 

 

 

 

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PART IV

 

ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES

 

Exhibit

Number

Description
(31) Rule 13a-14(a)/15d-14(a) Certifications
31.1* Section 302 Certification under the Sarbanes-Oxley Act of 2002 of the Principal Executive Officer
31.2* Section 302 Certification under the Sarbanes-Oxley Act of 2002 of the Principal Financial Officer and Principal Accounting Officer
(32) Section 1350 Certifications
32.1* Section 906 Certification under the Sarbanes-Oxley Act of 2002 of the Principal Executive Officer
32.2* Section 906 Certification under the Sarbanes-Oxley Act of 2002 of the Principal Financial Officer and Principal Accounting Officer

 

*       Filed herewith.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

PREMIER HOLDING CORPORATION

 

By /s/ Randall Letcavage   
  Randall Letcavage  
  Chief Executive Officer & Chief Financial Officer (Principal Executive Officer and Principal Financial and Accounting Officer)  
  Date:  November 21, 2017  

 

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

By /s/ Randall Letcavage  
  Randall Letcavage  
  Chairman of the Board of Directors  
  Date:  November 21, 2017  

 

By /s/ Woodrow Clark  
  Woodrow Clark  
  Director  
  Date:  November 21, 2017  

 

By /s/ Lane Harrison  
  Lane Harrison  
  Director  
  Date:  November 21, 2017  

 

By /s/ Robert Baron  
  Robert Baron  
  Director  
  Date:  November 21, 2017  

 

 

 

 

 

 

 

 

 

 

 

 

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