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EX-99.1 - PRESS RELEASE - Yuma Energy, Inc. | yuma_ex991.htm |
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM
8-K
CURRENT
REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of Report:
November 13, 2017
(Date of
earliest event reported)
Yuma Energy, Inc.
(Exact name of
registrant as specified in its charter)
DELAWARE
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001-37932
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94-0787340
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(State or other
jurisdictionof
incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1177 West Loop
South, Suite 1825
Houston, Texas
77027
(Address of
principal executive offices) (Zip Code)
(713)
968-7000
(Registrant’s
telephone number, including area code)
(Former name or
former address, if changed since last report)
Check the appropriate box below if
the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following
provisions:
☐ Written communications pursuant to
Rule 425 under the Securities Act (17 CFR
230.425)
☐ Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐ Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
☐ Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of
the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of
this chapter).
Emerging growth company
☐
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the
extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a)
of the Exchange Act. ☐
Item 2.02. Results of
Operations and Financial Condition.
On November 13, 2017, Yuma Energy, Inc. (the “Company”)
issued a press release announcing its financial results for the
quarter ended September 30, 2017. A copy of the press release is
furnished herewith as Exhibit 99.1.
The information in this Current Report on Form 8-K furnished
pursuant to Item 2.02, including Exhibit 99.1, shall not be deemed
to be “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to liability under that section,
and such information shall not be deemed incorporated by reference
in any filing under the Securities Act of 1933, as amended, or the
Exchange Act, except as shall be expressly set forth by specific
reference in such filing.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits.
The
following exhibit is furnished with this Current Report on Form
8-K:
Exhibit No.
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Description
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Press
Release dated November 13, 2017.
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2
SIGNATURE
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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YUMA ENERGY,
INC.
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By:
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/s/ Sam L.
Banks
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Name:
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Sam L. Banks
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Date: November 14,
2017
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Title:
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Chief Executive
Officer
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3
EXHIBIT
INDEX
Exhibit
No.
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Description
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Press Release dated November 13,
2017.
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