UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K/A

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report:

 

September 14, 2017

 

Algodon Wines and Luxury Development Group, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware   0-55209   52-2158952

State of

Incorporation

 

Commission

File Number

 

IRS Employer

Identification No.

 

135 Fifth Ave., 10th Floor

New York, NY 10010

Address of principal executive offices

 

212-739-7650

Telephone number, including

Area code

 

 

 

Former name or former address if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[  ] Written communications pursuant to Rule 425 under the Securities Act
   
[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
   
[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
   
[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities

 

Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company [  ]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [  ]

 

 

 

 

 

 

Item 3.02. Unregistered Sales of Equity Securities

 

This Current Report on Form 8-K/A of Algodon Wines & Luxury Development Group, Inc. (the “Company”) amends the Company’s Current Report on Form 8-K dated September 14, 2017 and filed with the Securities and Exchange Commission on October 10, 2017 (the “Original Filing”).

 

As disclosed in the Original Filing, the Company reported the sales of shares of its Series B Convertible Preferred Stock (“Series B Preferred”) between September 1, 2017 and September 29, 2017 to accredited investors. During that period, the correct total cash proceeds was $218,000.00 and the correct total number of Series B Preferred issued was 21,800.

 

Except as described herein, no other changes have been made to our Current Report on Form 8-K filed on October 10, 2017.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on the 14th day of November 2017.

 

  Algodon Wines & Luxury Development Group, Inc.
     
  By: /s/Maria Echevarria
    Maria Echevarria, CFO