Attached files

file filename
EX-99.1 - EX-99.1 - BROCADE COMMUNICATIONS SYSTEMS INCd462669dex991.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K/A

(Amendment No. 1)

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) October 27, 2017

 

 

Brocade Communications Systems, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   000-25601   77-0409517

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

130 Holger Way

San Jose, CA 95134-1376

(Address of principal executive offices, including zip code)

(408) 333-8000

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


EXPLANATORY NOTE

On October 30, 2017, Brocade Communications Systems, Inc. (the “Company” or “Brocade”) filed a Current Report on Form 8-K (the “Original Form 8-K”) reporting the completion of the sale of its data center switching, routing and analytics business to Extreme Networks, Inc. (“Extreme Networks”), pursuant to the terms of the Asset Purchase Agreement, dated October 3, 2017, entered into by the Company and Extreme Networks (the “SRA Sale”).

The Company is filing this Amendment No. 1 on Form 8-K/A (the “Amendment”) to the Original Form 8-K to provide the pro forma financial information required by Item 9.01(b) of Form 8-K that was not filed with the Original Form 8-K.

Except for the foregoing, this Amendment does not amend the Original Form 8-K in any way and does not modify or update any other disclosures contained in the Original Form 8-K. Accordingly, this Amendment should be read in conjunction with the Original Form 8-K.

Item 9.01. Financial Statements and Exhibits

(b) Pro Forma Financial Information.

The unaudited pro forma condensed consolidated statements of operations of the Company for the fiscal nine months ended July 29, 2017 and for each of the fiscal years ended October 29, 2016, October 31, 2015 and November 1, 2014, and the unaudited pro forma condensed consolidated balance sheet as of July 29, 2017, which give effect to the SRA Sale, are filed as Exhibit 99.1 to this Current Report on Form 8-K and are incorporated herein by reference.

(d) Exhibits.

 

Exhibit
No.

  

Description

99.1    Unaudited Pro Forma Condensed Consolidated Statements of Operations for the fiscal nine months ended July 29, 2017 and each of the fiscal years ended October 29, 2016, October  31, 2015 and November 1, 2014 and the Unaudited Pro Forma Condensed Consolidated Balance Sheet as of July 29, 2017


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

BROCADE COMMUNICATIONS

SYSTEMS, INC.

By:     /s/ Ellen A. O’Donnell
 

Ellen A. O’Donnell

Senior Vice President, General Counsel and Corporate Secretary

Date: November 1, 2017