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EX-99.1 - EXHIBIT 99.1 - MVC CAPITAL, INC.ex99_1.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported)

October 25, 2017

814-00201
(Commission File Number)

MVC CAPITAL, INC.
(the "Fund")
(Exact name of registrant as specified in its charter)

DELAWARE, 943346760
(Jurisdiction of Incorporation) (IRS Employer Identification Number)

287 Bowman Avenue
2nd Floor
Purchase, NY  10577
(Address of registrant's principal executive office)

914-701-0310
(Registrant's telephone number)
 


(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


ITEM 8.01
Other Events

On October 25, 2017, MVC Capital, Inc, issued a press release noting that third party financial analysts and leading independent proxy advisory firms agree that MVC is on the right track, and have recommended “AGAINST” the shareholder proposal to cease new investments.

Item 9.01
Financial Statements and Exhibits

  (d)
Exhibits
 
99.1
Press release of the Company, dated October 25, 2017.
 

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
MVC CAPITAL, INC.
 
       
 
By:
/s/ Michael Tokarz  
   
Michael Tokarz
 
   
Chairman
 
 
Dated:  October 25, 2017
 

INDEX TO EXHIBITS

Exhibits
 
99.1
Press release of the Company, dated October 25, 2017