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EX-23.1 - EXHIBIT 23.1 - CM Seven Star Acquisition Corps107869_231.htm
EX-5.2 - EXHIBIT 5.2 - CM Seven Star Acquisition Corps107869_52.htm
EX-5.1 - EXHIBIT 5.1 - CM Seven Star Acquisition Corps107869_51.htm

As filed with the Securities and Exchange Commission on October 25, 2017

 

Registration No. 333-[_____]

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

 

FORM S-1

REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933

 

 

CM SEVEN STAR ACQUISITION CORPORATION

(Exact name of registrant as specified in its constitutional documents) 

 

Cayman Islands   6770   n/a
(State or other jurisdiction of
 incorporation or organization)
  (Primary Standard Industrial
 Classification Code Number)
  (I.R.S. Employer
 Identification Number)

 

Suite 1003-1004, 10/F, ICBC Tower
Three Garden Road, Central, Hong Kong

+852 6358 5597 

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

 

Bing Lin
Chief Executive Officer
Suite 1003-1004, 10/F, ICBC Tower
Three Garden Road, Central, Hong Kong
 

+852 6358 5597

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

 

Copies to:

 

Mitchell S. Nussbaum
Giovanni Caruso
Loeb & Loeb LLP
345 Park Avenue
New York, New York 10154
(212) 407-4000
(212) 407-4990 — Facsimile
David Alan Miller
Jeffrey M. Gallant
Graubard Miller
The Chrysler Building
405 Lexington Avenue
New York, New York 10174
(212) 818-8800
(212) 818-8881 — Facsimile

 

 

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this registration statement.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box.  

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒  (File No. 333-220510)

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer    Accelerated filer   
Non-accelerated filer    Smaller reporting company   
(Do not check if a smaller reporting company) Emerging growth company   

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. 

 

 

 

 

CALCULATION OF REGISTRATION FEE

 

Title of each Class of Security being registered  Amount
to be
Registered
   Proposed
maximum
offering
price per
share
   Proposed
Maximum Aggregate Offering Price (1)
   Amount of Registration
Fee
 
Units, each consisting of one Ordinary Share, $.0001 par value, one half of a Redeemable Warrant to acquire an Ordinary Share, and a Right to acquire one-tenth of an Ordinary Share(2)   3,450,000   $10.00   $34,500,000   $4,295.25 
Ordinary Shares included as part of the Units(2)   3,450,000            (3)
Redeemable Warrants included as part of the Units(2)   1,725,000            (3)
Rights included as part of the Units   3,450,000            (3)
Shares underlying Warrants  included as part of Units(2)   1,725,000   $11.50   $19,837,500   $2,469.77 
Shares underlying Rights included as part of Units(2)   345,000   $10.00   $3,450,000   $429.53 
Units underlying the Representative’s Unit Purchase Option   150,000   $10.00   $1,500,000    186.75 
Ordinary Shares underlying the Representative’s Unit Purchase Option   150,000   $   $   $(3)
Warrants underlying the Representative’s Unit Purchase Option   75,000   $   $   $(3)
Rights underlying the Representative’s Unit Purchase   150,000   $   $   $(3)
Ordinary Shares underlying the Warrants included as part of the Representative’s Unit Purchase Option   75,000   $11.50   $862,500   $107.38 
Ordinary Shares underlying the Rights included as part of the Representative’s Unit Purchase Option   15,000   $10.00   $150,000   $18.68 
Total            $60,300,100   $7,507.36 

 

 

(1) Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o).
(2) Includes (i) Units, (ii) Ordinary Shares, Redeemable Warrants and Rights underlying such Units and (iii) Ordinary Shares underlying the Redeemable Warrants and Rights included in such Units which may be issued on exercise of a 45-day option granted to the Underwriters to cover over-allotments, if any.
(3) No fee pursuant to Rule 457(g).

 

This Registration Statement shall become effective upon filing with the SEC in accordance with Rule 462(b) under the Securities Act of 1933, as amended.

 

 

2 

 

 

EXPLANATORY NOTE

 

This registration statement is being filed pursuant to Rule 462(b) as promulgated under the Securities Act of 1933, as amended. CM Seven Star Acquisition Corporation (the “Registrant”) hereby incorporates by reference into this registration statement the contents of the Registration Statement on Form S-1 (Registration No. 333-220510), including the exhibits thereto, which was declared effective by the Securities and Exchange Commission on October 25, 2017 (the “Prior Registration Statement”). This registration statement is being filed solely to increase the number of units being offered in the public offering. The required opinion of counsel and related consent and accountant’s consent are attached hereto and filed herewith.

 

 

 

 

PART II

 

INFORMATION NOT REQUIRED IN PROSPECTUS

 

ITEM 16. Exhibits and Financial Statement Schedules.

 

All exhibits filed or incorporated by reference in the registrant’s Registration Statement on Form S-1, as amended (File No. 333-220510), are incorporated by reference into, and shall be deemed to be part of, this Registration Statement, except for the following, which are filed herewith:

 

EXHIBIT
NUMBER
  DESCRIPTION
5.1   Opinion of Maples and Calder
5.2   Opinion of Loeb & Loeb LLP
23.1   Consent of UHY LLP
23.2   Consent of Maples and Calder (included in Exhibit 5.1)
23.3   Consent of Loeb & Loeb LLP (included in Exhibit 5.2)

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, on the 25th day of October, 2017.

 

  CM SEVEN STAR ACQUISITION CORPORATION
     
  By: /s/ Bing Lin
  Name: Bing Lin
  Title: Chief Executive Officer

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Name   Position   Date
         
/s/ Bing Lin   Chairman, Chief Executive Officer (Principal executive officer) and Director   October 25, 2017
Bing Lin      
         
/s/ Stephen N. Cannon   President, Chief Financial Officer (Principal financial and accounting officer) and Director   October 25, 2017
Stephen N. Cannon      

 

 

 

 

SIGNATURE OF AUTHORIZED REPRESENTATIVE IN THE UNITED STATES

 

Pursuant to the Securities Act of 1933, as amended, the undersigned, the duly authorized representative in the United States of CM Seven Star Acquisition Corporation, has signed this registration statement or amendment thereto in the City of New York, State of New York on October 25, 2017.

 

Authorized U.S. Representative

 

LOEB & LOEB LLP

 

By: /s/ Giovanni Caruso  
Name:   Giovanni Caruso  
Title: Partner  
     

 

 

 

EXHIBIT INDEX

 

EXHIBIT
NUMBER
  DESCRIPTION
5.1   Opinion of Maples and Calder
5.2   Opinion of Loeb & Loeb LLP
23.1   Consent of UHY LLP
23.2   Consent of Maples and Calder (included in Exhibit 5.1)
23.3   Consent of Loeb & Loeb LLP (included in Exhibit 5.2)