Washington, D.C. 20549






Current Report Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): October 23, 2017




Triton Pacific Investment Corporation, Inc.

(Exact name of registrant as specified in its charter)

Maryland 333-174873 45-2460782

(State or other jurisdiction of

incorporation or organization)

Commission File Number

(I.R.S. Employer

Identification No.)


6701 Center Drive West, Suite 1450

Los Angeles, CA 90045

(Address of principal executive offices)


(310) 943-4990

(Registrant’s telephone number, including area code)


(Former name, former address and former fiscal year, if changed since last report)




Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))







Item 8.01. Other Events


Effective October 23, 2017, the Board of Directors of Triton Pacific Investment Corporation, Inc. (the “Company”) declared a monthly cash distribution for the month of October 2017 of $0.03417 per share payable on November 3, 2017 to shareholders of record as of October 26, 2017.


Certain Information About Distributions


The determination of the tax attributes of the Company’s distributions is made annually as of the end of the Company’s fiscal year based upon its taxable income and distributions paid, in each case, for the full year. Therefore, a determination as to the tax attributes of the distributions made on a quarterly or monthly basis may not be representative of the actual tax attributes for a full year. The Company intends to update shareholders quarterly with an estimated percentage of its distributions that resulted from taxable ordinary income. The actual tax characteristics of distributions to shareholders will be reported to shareholders annually on a Form 1099-DIV. The payment of future distributions on the Company’s common stock is subject to the discretion of the Board and applicable legal restrictions, and therefore, there can be no assurance as to the amount or timing of any such future distributions.


The Company may fund its cash distributions to shareholders from any sources of funds available to it, including offering proceeds, borrowings, net investment income from operations, capital gains proceeds from the sale of assets, non-capital gains proceeds from the sale of assets, dividends or other distributions paid to it on account of preferred and common equity investments in portfolio companies and expense reimbursements from Triton Pacific Adviser, LLC (“TPA”), which are subject to recoupment. If distributions exceed the Company’s net investment income or earnings, a portion of the distributions made by the Company may represent a return of capital for tax purposes. TPA has no obligation to provide expense reimbursements to the Company in future periods. There can be no assurance that the Company will be able to sustain the current distributions in the future or pay distributions at all.




Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Dated: October 23, 2017 Triton Pacific Investment Corporation, Inc.
  By  /s/ Craig J. Faggen

Craig J. Faggen

Chief Executive Officer

(Principal Executive Officer)