Attached files
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| EX-99.1 - Firsthand Technology Value Fund, Inc. | fp0028534_ex991.htm |
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934 |
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Date of Report: October 13, 2017
(Date of earliest event reported) |
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Firsthand Technology Value Fund, Inc.
(Exact name of registrant as specified in its charter) |
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Maryland
(State or other jurisdiction of incorporation) |
814-00830
(Commission File Number) |
27-3008946
(IRS Employer Identification Number) |
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150 Almaden Blvd., Suite 1250
San Jose, CA
(Address of principal executive offices) |
95113
(Zip Code) |
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(800) 976-8776 (Registrant's telephone number, including area code) |
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Not Applicable
(Former Name or Former Address, if changed since last report) |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 8.01. Other Events
On October 13, 2017, Firsthand Technology Value Fund, Inc. issued a press release announcing its top portfolio holdings at the end of September 2017. The top holdings include Pivotal Systems, IntraOp Medical, QMAT, Wrightspeed and Nutanix. The press release also announced that, as of September 30, 2017, the Fund’s top holdings constituted 60.2% of the Fund’s preliminary net assets.
Item 9.01. Financial Statements and Exhibits
(a) Financial statements:
None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Press Release dated October 13, 2017.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Dated: October 13, 2017
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FIRSTHAND TECHNOLOGY VALUE FUND, INC.
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| By: | /s/ Kevin Landis | ||
| Kevin Landis | |||
| President | |||
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Exhibit Index
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Exhibit No.
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Description
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99.1
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Press release dated October 13, 2017
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