Attached files

file filename
EX-99.2 - EXHIBIT 99.2 - National Commerce Corpex_96283.htm
EX-99.1 - EXHIBIT 99.1 - National Commerce Corpex_96282.htm
EX-23.1 - EXHIBIT 23.1 - National Commerce Corpex_96281.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): September 29, 2017

 


 

NATIONAL COMMERCE CORPORATION

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

001-36878

 

20-8627710

(State or other jurisdiction

of incorporation)

 

(Commission File No.)

 

(I.R.S. Employer ID No.)

 

813 Shades Creek Parkway, Suite 100 

Birmingham, Alabama 35209

(Address of principal executive offices)

 

Registrant’s telephone number, including area code: (205313-8100

 

(Former name or former address, if changed since last report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).                                   Emerging growth company     ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.                                              ☐

 

 

 

 

Item 8.01.     Other Events.

 

As previously disclosed, on January 1, 2017, National Commerce Corporation (the “Company”) completed its acquisition of Private Bancshares, Inc., a Georgia corporation (“PBI”), through the merger of PBI with and into the Company (the “Merger”). On January 3, 2017, the Company filed a Current Report on Form 8-K to report the completion of the Merger. The purpose of this Current Report on Form 8-K is to file the updated financial information related to the Merger set forth in Item 9.01 below.

 

Filed with this Current Report on Form 8-K as Exhibit 99.1 are the audited consolidated financial statements of PBI for the periods described in Item 9.01(a) below, the notes related thereto and the related Independent Auditor’s Report. Filed with this Current Report on Form 8-K as Exhibit 99.2 is the pro forma financial information described in Item 9.01(b) below.

 

Item 9.01.     Financial Statements and Exhibits.

 

(a)     Financial Statements

 

The historical audited consolidated financial statements of PBI as of and for the years ended December 31, 2016 and 2015 are filed herewith as Exhibit 99.1 and incorporated herein by reference.

 

(b)     Pro forma financial information

 

Unaudited pro forma condensed combined financial statements of the Company as of and for the year ended December 31, 2016, giving effect to the Merger, are filed herewith as Exhibit 99.2 and incorporated herein by reference.

 

(d)     Exhibits

 

Exhibit No.

Description of Exhibit

23.1

Consent of Porter Keadle Moore, LLC

99.1

Historical audited consolidated financial statements of PBI as of and for the years ended December 31, 2016 and 2015

99.2

Unaudited pro forma condensed combined financial statements of the Company as of and for the year ended December 31, 2016, giving effect to the Merger 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

  NATIONAL COMMERCE CORPORATION  
     

October 4, 2017  

/s/ William E. Matthews, V  
 

William E. Matthews, V

Vice President and Chief Financial Officer