UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported): October 3,
2017
National American University Holdings, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-34751
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83-0479936
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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5301 Mount Rushmore Road
Rapid City, SD
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57701
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code:
(605)
721-5220
(Former name or former
address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security
Holders.
An
annual meeting of the
stockholders of National American University Holdings, Inc. (the
“Company”) was held on October 3, 2017. Present at that
annual meeting were 22,085,511 shares of common stock entitled to
vote. The stockholders voted on the following matters at the
meeting:
1.
The election of
nine directors, each of whom will hold office until the next annual
meeting of stockholders and until his or her successor is elected
and qualified or until his or her earlier resignation or
removal:
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Name
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Shares Voted For
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Shares Withheld
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Broker Non-Votes
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Robert
D. Buckingham
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19,190,586
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298,059
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2,596,866
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Dr.
Jerry L. Gallentine
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19,191,086
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297,559
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2,596,866
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Dr.
Ronald L. Shape
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19,197,753
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290,892
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2,596,866
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Dr.
Therese K. Crane
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19,215,672
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272,973
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2,596,866
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Dr.
Thomas D. Saban
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19,216,672
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271,973
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2,596,866
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Richard
L. Halbert
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19,215,672
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272,973
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2,596,866
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Jeffrey
B. Berzina
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19,216,772
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271,873
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2,596,866
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James
A. Rowan
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19,216,672
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271,973
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2,596,866
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Dr.
Edward Buckingham
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16,821,384
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2,667,261
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2,596,866
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2.
The approval by an
advisory vote the compensation of the Company’s named
executive officers:
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Shares Voted For
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Shares Voted Against
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Shares Abstained
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Broker Non-Votes
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19,184,530
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299,290
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4,825
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2,596,866
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3.
The ratification of
the appointment of Deloitte & Touche LLP as the Company’s
independent registered public accounting firm for the fiscal year
ending May 31, 2018.
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Shares Voted For
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Shares Voted Against
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Shares Abstained
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22,022,745
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16,823
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45,943
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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NATIONAL AMERICAN UNIVERSITY HOLDINGS, INC.
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By:
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/s/ Ronald L. Shape
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Ronald L. Shape, Ed. D.
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President and Chief Executive Officer
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Date:
October 4, 2017