SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d)
Securities Exchange Act of 1934
Date of Report: August 3, 2017
(Date of earliest event reported)
WhiteHorse Finance, Inc.
(Exact name of registrant as specified
in its charter)
(State or other jurisdiction
1450 Brickell Avenue, 31st Floor
|(Address of principal executive offices)
(Registrant’s telephone number,
including area code)
(Former Name or Former Address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07. Submission of Matters to
a Vote of Security Holders.
On August 3, 2017, WhiteHorse Finance, Inc. (the “Company”)
held its annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders
approved two proposals. The issued and outstanding shares of stock of the Company entitled to vote at the Annual Meeting consisted
of 18,318,104 shares of common stock outstanding on the record date, June 5, 2017. The final voting results from the Annual Meeting
were as follows:
Proposal 1. To elect three Class II directors of the Company
who will each serve until the 2020 annual meeting of stockholders or until his successor is duly elected and qualifies.
|Rick P. Frier||
Proposal 2. To ratify the selection of Crowe Horwath LLP as
the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2017.
This Current Report on Form 8-K may contain “forward-looking
statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Statements other than statements
of historical facts included in this Current Report on Form 8-K may constitute forward-looking statements and are not guarantees
of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those
in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with
the Securities and Exchange Commission. The Company undertakes no duty to update any forward-looking statement made herein. All
forward-looking statements speak only as of the date of this Current Report on Form 8-K.
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|Dated: September 21, 2017
||WHITEHORSE FINANCE, INC.|
||/s/ Edward J. Giordano
||Edward J. Giordano|
||Interim Chief Financial Officer|