Attached files

file filename
EX-4.3 - EX-4.3 - Great Elm Capital Corp.gecc-ex43_7.htm
EX-4.2 - EX-4.2 - Great Elm Capital Corp.gecc-ex42_8.htm
EX-4.1 - EX-4.1 - Great Elm Capital Corp.gecc-ex41_10.htm
EX-1.1 - EX-1.1 - Great Elm Capital Corp.gecc-ex11_9.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K/A

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 13, 2017

 

Great Elm Capital Corp.

(Exact name of registrant as specified in its charter)

 

Maryland

814-01211

81-2621577

(State or other jurisdiction of incorporation)

(Commission File Number)

(IRS Employer Identification No.)

 

800 South Street, Suite 230, Waltham, MA 02453

02453

(Address of Principal Executive Offices)

(Zip Code)

 

Registrant's telephone number, including area code (617) 375-3006

 

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act

 

 


 

Item 9.01 Financial Statements and Exhibits.

 

The registrant is amending its Form  8-K that was filed on September 18, 2017 by replacing the following exhibits therein with the following exhibits.

 

Exhibit Index

 



SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized as of September 20, 2017.

 

GREAT ELM CAPITAL CORP.

 

/s/ Michael J. Sell

By:  Michael J. Sell

Title:  Chief Financial Officer