Attached files
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| EX-14.1 - CODE OF ETHICS - Rekor Systems, Inc. | novumecorporatepoliciesma.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF
1934
September 19, 2017
Date of
Report (Date of Earliest Event Reported)
NOVUME SOLUTIONS, INC.
(Exact
Name of Small Business Issuer as Specified in Its
Charter)
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DELAWARE
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000-55833
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81-56266334
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(State
or Other Jurisdiction of
Incorporation
or Organization)
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(Commission File
Number)
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(I.R.S.
Employer
Identification
No.)
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Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐ Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Indicate
by check mark whether the registrant
is an emerging growth company as defined in in Rule 405 of
the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of
this chapter).
Emerging
growth company ☐
If an
emerging growth company, indicate by checkmark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act.
☐
Item 5.05 Amendments to the Registrant’s Code of
Ethics, or Waiver of a Provision of the Code of
Ethics.
Effective
September 19, 2017, the Board of Directors of Novume Solutions,
Inc., a Delaware corporation (the “Company”), adopted a set
of Corporate Policies (the “Corporate Policies”)
which include a Code of Conduct which functions as our Code of
Ethics for the purposes of Section 406 of the Sarbanes-Oxley Act of
2002 (the “Sarbanes-Oxley Act”). The
Corporate Policies also include Corporate Information and Insider
Trading Policies, Investment & Cash Policies and Whistleblower
Policy. The Corporate Policies apply to all officers, directors and
employees of the Company, including but not limited to the
Company’s principal executive officer, principal financial
officer, principal accounting officer and controller.
The
Corporate Policies are available on the Company’s corporate
website at http://www.novume.com,
under the Corporate Governance subsection. Additionally, the
Company will provide any person without charge a copy of the
Corporate Policies if a request is made in writing and delivered to
the following address:
Novume
Solutions, Inc.
14420
Albemarle Point Place, Suite 200
Chantilly,
VA, 20151
Attn:
General Counsel
The
foregoing description of the amendments to the Corporate Policies
does not purport to be complete and is qualified in its entirety by
reference to the full text of the Corporate Policies, attached as
Exhibit 14.1 hereto and incorporated herein by
reference.
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Item 9.01
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Financial Statements and Exhibits.
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(d)
Exhibits
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Exhibit No.
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Description
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Corporate
Policies, effective September 19, 2017
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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Date:
September 20, 2017
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By:
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/s/
Robert A. Berman
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Robert
A. Berman, Chief Executive Officer
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