Washington, D.C. 20549







Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): September 13, 2017




(Exact name of Registrant as Specified in Its Charter)




Delaware   814-01074   38-3926499

(State or Other Jurisdiction

of Incorporation)



File Number)


(IRS Employer

Identification No.)

300 Crescent Court, Suite 700

Dallas, Texas 75201

(Address of Principal Executive Offices)(Zip Code)

Registrant’s telephone number, including area code: (972) 628-4100


(Former Name or Former Address, if Changed Since Last Report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐




Item 2.02 Results of Operations and Financial Condition

Change Net Offering Price

On September 13, 2017, NexPoint Capital, Inc. (the “Company”) decreased its public offering price from $10.60 per share to $10.40 per share. The decrease in the public offering price was effective as of the Company’s September 13, 2017 closing and first applied to subscriptions received from September 6, 2017 through September 12, 2017.

In accordance with the Company’s previously disclosed share pricing policy, the Company’s net asset value per share of $9.51 determined as of September 11, 2017, is not above, nor more than 2.5% below, the Company’s offering price per share net of sales load.


Pursuant to the requirements of the Securities Exchange Act of 1934, NexPoint Capital, Inc. has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: September 13, 2017       By: /s/ Brian Mitts
      Name: Brian Mitts
      Title: Principal Financial Officer and Principal Accounting Officer